0001612429-16-000016.txt : 20160502
0001612429-16-000016.hdr.sgml : 20160502
20160502171131
ACCESSION NUMBER: 0001612429-16-000016
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20160429
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Fieldman, Rolapp & Associates, Inc.
CENTRAL INDEX KEY: 0001612429
IRS NUMBER: 952920834
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-01551
FILM NUMBER: 161612570
BUSINESS ADDRESS:
STREET 1: 19900 MACARTHUR BLVD.
STREET 2: SUITE 1100
CITY: IRVINE
STATE: CA
ZIP: 92612
BUSINESS PHONE: 949-660-7300
MAIL ADDRESS:
STREET 1: 19900 MACARTHUR BLVD.
STREET 2: SUITE 1100
CITY: IRVINE
STATE: CA
ZIP: 92612
MA-I/A
1
primary_doc.xml
MA-I/A
0001612429
XXXXXXXX
Daniel L. Wiles
949-660-7315
dwiles@fieldman.com
mseabrook@fieldman.com
dcoats@fieldman.com
dwiles@fieldman.com
N
Y
Minerva
Tibursia
Alcazar
Y
2
0001612429
Fieldman, Rolapp & Associates, Inc.
03-23-2015
N
867-00175
LOCATED
SUPERVISED
03-23-2015
19900 MACARTHUR BLVD.
SUITE 1100
IRVINE
CA
92612
0001612595
Applied Best Practices, LLC
03-23-2015
N
867-01184
LOCATED
SUPERVISED
03-23-2015
19900 MACARTHUR BLVD.
SUITE 1100
IRVINE
CA
92612
03-2015
FIELDMAN, ROLAPP & ASSOCIATES, INC.
IRVINE
CA
92612
Y
Y
RESEARCH ANALYST
07-2014
03-2015
CALIFORNIA BANK AND TRUST
IRVINE
CA
92614
N
Y
FINANCIAL ANALYST
06-2012
07-2014
HOLLENCREST CAPITAL MANAGEMENT
NEWPORT BEACH
CA
92660
N
Y
OPERATIONS ASSISTANT
08-2010
05-2014
CALIFORNIA STATE UNIVERSITY AT FULLERTON
FULLERTON
CA
92834
N
N
FULL TIME STUDENT
09-2006
06-2010
SANTA FE HIGH SCHOOL
SANTA FE SPRINGS
CA
90670
N
N
FULL TIME STUDENT
09-2005
06-2006
LAKESIDE MIDDLE SCHOOL
NORWALK
CA
90650
N
N
FULL TIME STUDENT
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
04-29-2016
Daniel Wiles
Chief Compliance Officer