0001612429-16-000016.txt : 20160502 0001612429-16-000016.hdr.sgml : 20160502 20160502171131 ACCESSION NUMBER: 0001612429-16-000016 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20160429 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Fieldman, Rolapp & Associates, Inc. CENTRAL INDEX KEY: 0001612429 IRS NUMBER: 952920834 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-01551 FILM NUMBER: 161612570 BUSINESS ADDRESS: STREET 1: 19900 MACARTHUR BLVD. STREET 2: SUITE 1100 CITY: IRVINE STATE: CA ZIP: 92612 BUSINESS PHONE: 949-660-7300 MAIL ADDRESS: STREET 1: 19900 MACARTHUR BLVD. STREET 2: SUITE 1100 CITY: IRVINE STATE: CA ZIP: 92612 MA-I/A 1 primary_doc.xml MA-I/A 0001612429 XXXXXXXX Daniel L. Wiles 949-660-7315 dwiles@fieldman.com mseabrook@fieldman.com dcoats@fieldman.com dwiles@fieldman.com N Y Minerva Tibursia Alcazar Y 2 0001612429 Fieldman, Rolapp & Associates, Inc. 03-23-2015 N 867-00175 LOCATED SUPERVISED 03-23-2015 19900 MACARTHUR BLVD. SUITE 1100 IRVINE CA 92612 0001612595 Applied Best Practices, LLC 03-23-2015 N 867-01184 LOCATED SUPERVISED 03-23-2015 19900 MACARTHUR BLVD. SUITE 1100 IRVINE CA 92612 03-2015 FIELDMAN, ROLAPP & ASSOCIATES, INC. IRVINE CA 92612 Y Y RESEARCH ANALYST 07-2014 03-2015 CALIFORNIA BANK AND TRUST IRVINE CA 92614 N Y FINANCIAL ANALYST 06-2012 07-2014 HOLLENCREST CAPITAL MANAGEMENT NEWPORT BEACH CA 92660 N Y OPERATIONS ASSISTANT 08-2010 05-2014 CALIFORNIA STATE UNIVERSITY AT FULLERTON FULLERTON CA 92834 N N FULL TIME STUDENT 09-2006 06-2010 SANTA FE HIGH SCHOOL SANTA FE SPRINGS CA 90670 N N FULL TIME STUDENT 09-2005 06-2006 LAKESIDE MIDDLE SCHOOL NORWALK CA 90650 N N FULL TIME STUDENT N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 04-29-2016 Daniel Wiles Chief Compliance Officer