0001612429-16-000014.txt : 20160328 0001612429-16-000014.hdr.sgml : 20160328 20160326102157 ACCESSION NUMBER: 0001612429-16-000014 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20160325 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Fieldman, Rolapp & Associates, Inc. CENTRAL INDEX KEY: 0001612429 IRS NUMBER: 952920834 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-01551 FILM NUMBER: 161530340 BUSINESS ADDRESS: STREET 1: 19900 MACARTHUR BLVD. STREET 2: SUITE 1100 CITY: IRVINE STATE: CA ZIP: 92612 BUSINESS PHONE: 949-660-7300 MAIL ADDRESS: STREET 1: 19900 MACARTHUR BLVD. STREET 2: SUITE 1100 CITY: IRVINE STATE: CA ZIP: 92612 MA-I/A 1 primary_doc.xml MA-I/A 0001612429 XXXXXXXX Daniel L. Wiles 949-660-7315 dwiles@fieldman.com tstiles@fieldman.com N N Tsung-hang NMN Lin Y 2 0001612429 Fieldman, Rolapp & Associates, Inc. 01-05-2016 N 867-00175 LOCATED SUPERVISED 01-05-2016 19900 MACARTHUR BLVD. SUITE 1100 IRVINE CA 92612 0001612595 Applied Best Practices, LLC 01-05-2016 N 867-01184 LOCATED SUPERVISED 01-05-2016 19900 MACARTHUR BLVD. SUITE 1100 IRVINE CA 92612 MICHAEL NMN LIN 01-2016 FIELDMAN, ROLAPP & ASSOCIATES, INC. IRVINE CA 92612 Y Y ASSOCIATE 10-2015 01-2016 ZYXEL COMMUNICATIONS INC. ANAHEIM CA 92806 N N FINANCE ASSOCIATE 06-2015 09-2015 UNEMPLOYED ASTORIA NY 11103 N N UNEMPLOYED 08-2014 05-2015 THE OHIO STATE UNIVERSITY COLUMBUS OH 43215 N N FULL TIME STUDENT 07-2013 06-2014 TAIPEI FIRE DEPARTMENT TAIPEI F5 11050 N N SUBSTITUTE MILITARY SERVICE 09-2009 06-2013 NATIONAL TAIWAN UNIVERSITY TAIPEI F5 10617 N N FULL TIME STUDENT 09-2003 06-2009 NATIONAL EXPERIMENTAL HIGH SCHOOL HSINCHU F5 30078 N N FULL TIME STUDENT N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 03-25-2016 Daniel L. Wiles Chief Compliance Officer