0001612429-15-000003.txt : 20151124 0001612429-15-000003.hdr.sgml : 20151124 20151124104649 ACCESSION NUMBER: 0001612429-15-000003 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20151123 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Fieldman, Rolapp & Associates, Inc. CENTRAL INDEX KEY: 0001612429 IRS NUMBER: 952920834 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-01551 FILM NUMBER: 151251443 BUSINESS ADDRESS: STREET 1: 19900 MACARTHUR BLVD. STREET 2: SUITE 1100 CITY: IRVINE STATE: CA ZIP: 92612 BUSINESS PHONE: 949-660-7300 MAIL ADDRESS: STREET 1: 19900 MACARTHUR BLVD. STREET 2: SUITE 1100 CITY: IRVINE STATE: CA ZIP: 92612 MA-I/A 1 primary_doc.xml MA-I/A 0001612429 XXXXXXXX Daniel L. Wiles 949-660-7315 dwiles@fieldman.com tstiles@fieldman.com N Y Danny Ray Jasper Jr. N 1 0001612429 Fieldman, Rolapp & Associates, Inc. 08-01-2012 N 07-24-2014 0001612429 LOCATED SUPERVISED 08-01-2012 19900 MACARTHUR BLVD. SUITE 1100 IRVINE CA 92612 08-2012 Fieldman, Rolapp & Associates, Inc. Irvine CA 92612 Y N Associate 09-2010 07-2012 Robert Half International Irvine CA 92612 N N Account Executive 02-2009 09-2010 Abercrombie & Fitch/Hollister Lakewood CA 90712 N N Assistant Store Manager 03-2008 12-2008 Target Corporation San Pedro CA 90731 N N Executive Team Leader 01-2006 03-2008 California State University Long Beach Long Beach CA 90840 N N Full Time Student 01-2003 12-2005 Los Angeles Southwest College Los Angeles CA 90047 N N Full Time Student N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 11-23-2015 Daniel L. Wiles Chief Compliance Officer