0001612429-14-000014.txt : 20140730 0001612429-14-000014.hdr.sgml : 20140730 20140730141138 ACCESSION NUMBER: 0001612429-14-000014 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20140725 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Fieldman, Rolapp & Associates, Inc. CENTRAL INDEX KEY: 0001612429 IRS NUMBER: 952920834 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-01551 FILM NUMBER: 141002304 BUSINESS ADDRESS: STREET 1: 19900 MACARTHUR BLVD. STREET 2: SUITE 1100 CITY: IRVINE STATE: CA ZIP: 92612 BUSINESS PHONE: 949-660-7300 MAIL ADDRESS: STREET 1: 19900 MACARTHUR BLVD. STREET 2: SUITE 1100 CITY: IRVINE STATE: CA ZIP: 92612 MA-I 1 primary_doc.xml MA-I 0001612429 XXXXXXXX Daniel L. Wiles 949-660-7315 dwiles@fieldman.com tstiles@fieldman.com N Renee Nicole Vancho N 1 0001612429 Fieldman, Rolapp & Associates, Inc. 08-04-2009 N 07-24-2014 0001612429 LOCATED SUPERVISED 08-04-2009 19900 MACARTHUR BLVD. SUITE 1100 IRVINE CA 92612 Renee Nicole Christensen 08-2009 FIELDMAN, ROLAPP & ASSOCIATES, INC. IRVINE CA 92612 Y N SENIOR ASSOCIATE 07-2007 05-2009 CPS INSURANCE SERVICES IRVINE CA 92612 N N OFFICE SUPPORT CLERK 08-2006 07-2007 CALIFORNIA STATE UNIVERSITY, FULLERTON FULLERTON CA 92831-3599 N N FULL TIME STUDENT 01-2005 08-2006 PLANET BEAUTY RANCHO SANTA MARGARITA CA 92688 N N ASSISTANT MANAGER 01-2002 12-2004 BEAUTY BRANDS BOULDER CO 80301 N N Associate N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 07-24-2014 Daniel L. Wiles Chief Compliance Officer