0001612423-23-000002.txt : 20231101 0001612423-23-000002.hdr.sgml : 20231101 20231101162831 ACCESSION NUMBER: 0001612423-23-000002 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 MA-I INDIVIDUAL: COWAN,CHAD,EUGENE, FILED AS OF DATE: 20231101 DATE AS OF CHANGE: 20231101 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Raftelis Financial Consultants, Inc. CENTRAL INDEX KEY: 0001612423 IRS NUMBER: 201054069 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-02673 FILM NUMBER: 231368657 BUSINESS ADDRESS: STREET 1: 227 WEST TRADE STREET STREET 2: SUITE 1400 CITY: CHARLOTTE STATE: NC ZIP: 28202 BUSINESS PHONE: 704-373-1199 MAIL ADDRESS: STREET 1: 227 WEST TRADE STREET STREET 2: SUITE 1400 CITY: CHARLOTTE STATE: NC ZIP: 28202 MA-I 1 primary_doc.xml MA-I 0001612423 XXXXXXXX Bart Kreps 7043731199 bkreps@raftelis.com abryant@raftelis.com N N Chad Eugene Cowan N 1 0001612423 Raftelis Financial Consultants, Inc. Raftelis 08-01-2023 N 867-00475 LOCATED SUPERVISED 08-01-2023 227 WEST TRADE STREET SUITE 1400 CHARLOTTE NC 28202 08-2023 Raftelis Financial Consultants, Inc. CHARLOTTE NC 28202 Y N Senior Manager 06-2023 07-2023 UNEMPLOYED CHARLOTTE NC 28277 N N not working 05-2022 05-2023 DEBTBOOK CHARLOTTE NC 28208 N N Director 10-2016 04-2022 HILLTOP SECURITIES CHARLOTTE NC 28210 Y N Managing Director 08-2016 09-2016 UNEMPLOYED CHARLOTTE NC 28202 N N Unemployed 04-2011 07-2016 CITY OF DURHAM DURHAM NC 27707 N N Manager N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 11-01-2023 Bart Kreps CCO