0001612423-18-000003.txt : 20180227 0001612423-18-000003.hdr.sgml : 20180227 20180227073829 ACCESSION NUMBER: 0001612423-18-000003 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20180220 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Raftelis Financial Consultants, Inc. CENTRAL INDEX KEY: 0001612423 IRS NUMBER: 201054069 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-02673 FILM NUMBER: 18642945 BUSINESS ADDRESS: STREET 1: 227 WEST TRADE STREET STREET 2: SUITE 1400 CITY: CHARLOTTE STATE: NC ZIP: 28202 BUSINESS PHONE: 704-373-1199 MAIL ADDRESS: STREET 1: 227 WEST TRADE STREET STREET 2: SUITE 1400 CITY: CHARLOTTE STATE: NC ZIP: 28202 MA-I/A 1 primary_doc.xml MA-I/A 0001612423 XXXXXXXX Bart Kreps 704-373-1199 bkreps@raftelis.com abryant@raftelis.com Y N ANDREW ALLEN RHEEM N 1 0001612423 Raftelis Financial Consultants, Inc. 08-01-2013 N 07-01-2014 0001612423 LOCATED SUPERVISED 08-01-2013 5619 DTC Parkway STE. 850 Greenwood Village CO 80111 08-2013 RAFTELIS FINANCIAL CONSULTANTS, INC. Greenwood Village CO 80111 Y N MANAGER 12-2004 07-2013 ARCADIS U.S./RED OAK CONSULTING DENVER CO 80206 N N PRINCIPAL MANAGEMENT CONSULTANT N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 02-20-2018 Bart Kreps CCO