0001612423-14-000006.txt : 20140909 0001612423-14-000006.hdr.sgml : 20140909 20140909135919 ACCESSION NUMBER: 0001612423-14-000006 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20140724 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Raftelis Financial Consultants, Inc. CENTRAL INDEX KEY: 0001612423 IRS NUMBER: 201054069 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-02673 FILM NUMBER: 141093039 BUSINESS ADDRESS: STREET 1: 1031 SOUTH CALDWELL STREET STREET 2: SUITE 100 CITY: CHARLOTTE STATE: NC ZIP: 28203 BUSINESS PHONE: 704-373-1199 MAIL ADDRESS: STREET 1: 1031 SOUTH CALDWELL STREET STREET 2: SUITE 100 CITY: CHARLOTTE STATE: NC ZIP: 28203 MA-I 1 primary_doc.xml MA-I 0001612423 XXXXXXXX ALEXIS F. WARMATH 704-373-1199 lwarmath@raftelis.com dadams@raftelis.com urobinson@raftelis.com N THOMAS ALEXANDER BECKLEY N 1 0001612423 Raftelis Financial Consultants, Inc. 10-01-2000 N 867-00994-00 LOCATED SUPERVISED 10-01-2000 3013 MAIN STREET KANSAS CITY MO 64108 10-2000 RAFTELIS FINANCIAL CONSULTANTS, INC. KANSAS MO 64108 Y N SENIOR MANAGER N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 07-01-2014 ALEXIS F. WARMATH VICE PRESIDENT