0001209191-22-005371.txt : 20220128
0001209191-22-005371.hdr.sgml : 20220128
20220128161303
ACCESSION NUMBER: 0001209191-22-005371
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220126
FILED AS OF DATE: 20220128
DATE AS OF CHANGE: 20220128
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Harvey Roy Christopher
CENTRAL INDEX KEY: 0001612161
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37816
FILM NUMBER: 22568914
MAIL ADDRESS:
STREET 1: 201 ISABELLA STREET, SUITE 500
CITY: PITTSBURGH
STATE: PA
ZIP: 15212
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Alcoa Corp
CENTRAL INDEX KEY: 0001675149
STANDARD INDUSTRIAL CLASSIFICATION: PRIMARY PRODUCTION OF ALUMINUM [3334]
IRS NUMBER: 811789115
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 201 ISABELLA STREET
STREET 2: SUITE 500
CITY: PITTSBURGH
STATE: PA
ZIP: 15212
BUSINESS PHONE: 412-315-2900
MAIL ADDRESS:
STREET 1: 201 ISABELLA STREET
STREET 2: SUITE 500
CITY: PITTSBURGH
STATE: PA
ZIP: 15212
FORMER COMPANY:
FORMER CONFORMED NAME: Alcoa Upstream Corp
DATE OF NAME CHANGE: 20160520
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2022-01-26
0
0001675149
Alcoa Corp
AA
0001612161
Harvey Roy Christopher
201 ISABELLA STREET
SUITE 500
PITTSBURGH
PA
15212-5858
1
1
0
0
President, CEO & Director
Common Stock, par value $0.01 per share
2022-01-26
4
A
0
52680
0.00
A
560010
D
Common Stock, par value $0.01 per share
2022-01-26
4
A
0
248936
0.00
A
808946
D
Common Stock, par value $0.01 per share
2022-01-26
4
F
0
108222
60.75
D
700724
D
Common Stock, par value $0.01 per share
2022-01-26
4
M
0
27474
34.83
A
728198
D
Common Stock, par value $0.01 per share
2022-01-26
4
M
0
88360
37.68
A
816558
D
Common Stock, par value $0.01 per share
2022-01-26
4
M
0
73290
53.30
A
889848
D
Common Stock, par value $0.01 per share
2022-01-26
4
M
0
49023
27.96
A
938871
D
Common Stock, par value $0.01 per share
2022-01-26
4
S
0
197310
60.5424
D
741561
D
Common Stock, par value $0.01 per share
2022-01-26
4
S
0
40837
60.9823
D
700724
D
Common Stock, par value $0.01 per share
873
I
By Company 401(k) Plan
Employee Stock Option (right to buy)
34.83
2022-01-26
4
M
0
27474
0.00
D
2016-01-20
2025-01-20
Common Stock
27474
0
D
Employee Stock Option (right to buy)
37.68
2022-01-26
4
M
0
88360
0.00
D
2018-02-02
2027-02-02
Common Stock
88360
0
D
Employee Stock Option (right to buy)
53.30
2022-01-26
4
M
0
73290
0.00
D
2019-01-24
2028-01-24
Common Stock
73290
0
D
Employee Stock Option (right to buy)
27.96
2022-01-26
4
M
0
49023
0.00
D
2020-01-24
2029-01-24
Common Stock
49023
0
D
Award of restricted stock units, which are settled in stock upon vesting, generally on the third anniversary of the date of grant.
Earned performance restricted stock units (PRSUs) granted in 2019.
Represents the withholding of shares by the issuer to satisfy the reporting person's tax obligations upon the vesting of PRSUs granted in 2019.
The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $59.9100 - $60.9000. The reporting person undertakes to provide to Alcoa Corporation, any security holder of Alcoa Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.
The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $60.9100 - $61.2000. The reporting person undertakes to provide to Alcoa Corporation, any security holder of Alcoa Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.
Fluctuations in 401(k) share amounts reflect the plan's unit reporting method; units represent interests in the Company's stock fund.
This option vested in equal installments over three years beginning on the date shown.
/s/ Marissa P. Earnest, attorney-in-fact for Roy C. Harvey
2022-01-28