0001611988-17-000004.txt : 20170117 0001611988-17-000004.hdr.sgml : 20170117 20170117171103 ACCESSION NUMBER: 0001611988-17-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170112 FILED AS OF DATE: 20170117 DATE AS OF CHANGE: 20170117 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Fifth Street Asset Management Inc. CENTRAL INDEX KEY: 0001611988 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 465610118 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 777 WEST PUTNAM AVENUE, 3RD FLOOR CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: (203) 992-4533 MAIL ADDRESS: STREET 1: 777 WEST PUTNAM AVENUE, 3RD FLOOR CITY: GREENWICH STATE: CT ZIP: 06830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Velgot James F CENTRAL INDEX KEY: 0001661195 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36701 FILM NUMBER: 17531385 MAIL ADDRESS: STREET 1: 777 WEST PUTNAM AVENUE, 3RD FLOOR CITY: GREENWICH STATE: CT ZIP: 06830 4 1 wf-form4_148469105108426.xml FORM 4 X0306 4 2017-01-12 0 0001611988 Fifth Street Asset Management Inc. FSAM 0001661195 Velgot James F 777 WEST PUTNAM AVENUE, 3RD FLOOR GREENWICH CT 06830 1 0 0 0 Option (right to buy) 6.55 2017-01-12 4 A 0 10000 0 A 2022-01-12 Class A Common Stock 10000.0 10000 D The option shall vest on the earlier to occur of the one-year anniversary of the grant date and the date that is immediately prior to the first annual meeting of the Company's stockholders occurring after the grant date. The date of grant of the option was January 12, 2017. /s/ Kerry S. Acocella, as attorney-in-fact for James F. Velgot 2017-01-17