8-K 1 v421526_8-k.htm 8-K

 

 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 

FORM 8-K

 

CURRENT REPORT
Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934

 

 

Date of Report (Date of earliest event reported):   October 1, 2015

 

 

Fifth Street Asset Management Inc.
(Exact name of registrant as specified in its charter)
 
Delaware 001-36701 46-5610118
(State or other jurisdiction
of incorporation)
(Commission
File Number)
(IRS Employer
Identification No.)
 

777 West Putnam Avenue, 3rd Floor

Greenwich, CT 06830

(Address of principal executive offices) (Zip Code)
 
Registrant’s telephone number, including area code (203) 681-3600
 
 
(Former name or former address, if changed since last report.)
       

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 

 

Item 8.01 Other Events

 

On October 1, 2015, Fifth Street Asset Management Inc. issued a press release announcing the closing of a $416.6 million collateralized loan obligation, Fifth Street SLF II, Ltd. (the “CLO”). In connection with the closing of the CLO, it is expected that the Investment Management Agreement, dated as of July 31, 2014, by and between Fifth Street Senior Loan Fund II Operating Entity, LLC and Fifth Street Management LLC, will be terminated.

 

A copy of the press release is attached as Exhibit 99.1.

 

Item 9.01 Financial Statements and Exhibits

 

(d)     Exhibit:

 

99.1 Press Release, dated as of October 1, 2015. 

 

 

 

 

SIGNATURES

 

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

    FIFTH STREET ASSET MANAGEMENT INC.
     
     
Date: October 2, 2015   By: /s/ Bernard D. Berman  
      Name: Bernard D. Berman
      Title: Co-President and Chief Compliance Officer
     
           

 

 

 

 

 

 

EXHIBIT INDEX

 

 

 

Exhibit Description
   
99.1   Press Release, dated as of October 1, 2015.