0001104659-17-068635.txt : 20171114 0001104659-17-068635.hdr.sgml : 20171114 20171114200153 ACCESSION NUMBER: 0001104659-17-068635 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171110 FILED AS OF DATE: 20171114 DATE AS OF CHANGE: 20171114 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Aleron Investments, Ltd. CENTRAL INDEX KEY: 0001707886 STATE OF INCORPORATION: D8 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36683 FILM NUMBER: 171203582 BUSINESS ADDRESS: STREET 1: 23/F HNA PLAZA, JIA NO. 26 STREET 2: XIAOYUN ROAD, CHAOYANG DISTRICT CITY: BEIJING STATE: F4 ZIP: 100125 BUSINESS PHONE: 86-10-57583800 MAIL ADDRESS: STREET 1: 23/F HNA PLAZA, JIA NO. 26 STREET 2: XIAOYUN ROAD, CHAOYANG DISTRICT CITY: BEIJING STATE: F4 ZIP: 100125 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HNA Capital (U.S.) Holding LLC CENTRAL INDEX KEY: 0001707864 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36683 FILM NUMBER: 171203585 BUSINESS ADDRESS: STREET 1: 850 THIRD AVENUE, 16TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 929-281-2641 MAIL ADDRESS: STREET 1: 850 THIRD AVENUE, 16TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HNA Eagle Holdco LLC CENTRAL INDEX KEY: 0001707867 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36683 FILM NUMBER: 171203580 BUSINESS ADDRESS: STREET 1: 850 THIRD AVENUE, 16TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 929-281-2641 MAIL ADDRESS: STREET 1: 850 THIRD AVENUE, 16TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HNA Capital Group Co., Ltd. CENTRAL INDEX KEY: 0001707885 STATE OF INCORPORATION: F4 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36683 FILM NUMBER: 171203584 BUSINESS ADDRESS: STREET 1: HNA BUILDING, NO. 7 GUOXING ROAD CITY: HAIKOU STATE: F4 ZIP: 570203 BUSINESS PHONE: 86-10-57583800 MAIL ADDRESS: STREET 1: HNA BUILDING, NO. 7 GUOXING ROAD CITY: HAIKOU STATE: F4 ZIP: 570203 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HNA Group Co., Ltd. CENTRAL INDEX KEY: 0001701124 STATE OF INCORPORATION: F4 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36683 FILM NUMBER: 171203581 BUSINESS ADDRESS: STREET 1: HNA BUILDING STREET 2: NO. 7 GUOXING ROAD CITY: HAIKOU, HAINAN STATE: F4 ZIP: 570203 BUSINESS PHONE: 86-898-66739906 MAIL ADDRESS: STREET 1: HNA BUILDING STREET 2: NO. 7 GUOXING ROAD CITY: HAIKOU, HAINAN STATE: F4 ZIP: 570203 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HNA Capital (Hong Kong) Holding Co., Ltd. CENTRAL INDEX KEY: 0001707884 STATE OF INCORPORATION: K3 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36683 FILM NUMBER: 171203583 BUSINESS ADDRESS: STREET 1: 23/F., ARION COMMERCIAL CENTRE STREET 2: 2-12 QUEEN?S ROAD WEST CITY: HONG KONG STATE: K3 ZIP: 00000 BUSINESS PHONE: 86-10-57583800 MAIL ADDRESS: STREET 1: 23/F., ARION COMMERCIAL CENTRE STREET 2: 2-12 QUEEN?S ROAD WEST CITY: HONG KONG STATE: K3 ZIP: 00000 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: OM Asset Management plc CENTRAL INDEX KEY: 0001611702 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 981179929 STATE OF INCORPORATION: X0 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5TH FLOOR, MILLENNIUM BRIDGE HOUSE STREET 2: 2 LAMBETH HILL CITY: LONDON STATE: X0 ZIP: EC4V 4GG BUSINESS PHONE: 617-369-7321 MAIL ADDRESS: STREET 1: OLD MUTUAL (US) HOLDINGS INC. STREET 2: 200 CLARENDON STREET, 53RD FLOOR CITY: BOSTON STATE: MA ZIP: 02116 FORMER COMPANY: FORMER CONFORMED NAME: OM Asset Management Ltd DATE OF NAME CHANGE: 20140624 4 1 a4.xml 4 X0306 4 2017-11-10 0 0001611702 OM Asset Management plc OMAM 0001707864 HNA Capital (U.S.) Holding LLC 245 PARK AVENUE, 40TH FLOOR NEW YORK NY 10167 0 0 1 0 0001707885 HNA Capital Group Co., Ltd. 245 PARK AVENUE, 40TH FLOOR NEW YORK NY 10167 0 0 1 0 0001707884 HNA Capital (Hong Kong) Holding Co., Ltd. 245 PARK AVENUE, 40TH FLOOR NEW YORK NY 10167 0 0 1 0 0001707886 Aleron Investments, Ltd. 245 PARK AVENUE, 40TH FLOOR NEW YORK NY 10167 0 0 1 0 0001701124 HNA Group Co., Ltd. 245 PARK AVENUE, 40TH FLOOR NEW YORK NY 10167 0 0 1 0 0001707867 HNA Eagle Holdco LLC 245 PARK AVENUE, 40TH FLOOR NEW YORK NY 10167 0 0 1 0 Ordinary Shares, nominal value $0.001 2017-11-10 4 P 0 15960553 15.75 A 27375229 I See Explanation Reflects 27,375,229 shares of ordinary stock directly owned by HNA Eagle Holdco LLC ("HNA Eagle") and indirectly owned by HNA Group Co., Ltd. ("HNA Group"), HNA Capital Group Co., Ltd. ("HNA Parent"), HNA Capital (Hong Kong) Holding Co., Ltd. ("HNA HK"), Aleron Investments, Ltd. ("Aleron") and HNA Capital (U.S.) Holding LLC ("HNA Capital"). HNA Eagle is a wholly-owned subsidiary of HNA Capital. HNA Capital is a wholly-owned subsidiary of Aleron. Aleron is a wholly-owned subsidiary of HNA HK. HNA HK is a wholly-owned subsidiary of HNA Parent. HNA Parent is a wholly-owned subsidiary of HNA Group. By: HNA CAPITAL (U.S.) HOLDING LLC by by /s/ Guang Yang, Chief Executive Officer 2017-11-14 By: HNA GROUP CO., LTD. by /s/ Guang Yang, Chief Executive Officer, HNA Capital (U.S.) Holding LLC (Authorized Signatory) 2017-11-14 By: HNA CAPITAL GROUP CO., LTD. by /s/ Guang Yang, Chief Executive Officer, HNA Capital (U.S.) Holding LLC (Authorized Signatory) 2017-11-14 By: HNA CAPITAL (HONG KONG) HOLDING CO., LTD. by /s/ Guang Yang, Chief Executive Officer, HNA Capital (U.S.) Holding (Authorized Signatory) 2017-11-14 By: ALERON INVESTMENTS, LTD. by /s/ Guang Yang, Chief Executive Officer, HNA Capital (U.S.) Holding (Authorized Signatory) 2017-11-14 By: HNA EAGLE HOLDCO LLC by /s/ Guang Yang, Chief Executive Officer 2017-11-14