0001104659-17-068635.txt : 20171114
0001104659-17-068635.hdr.sgml : 20171114
20171114200153
ACCESSION NUMBER: 0001104659-17-068635
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171110
FILED AS OF DATE: 20171114
DATE AS OF CHANGE: 20171114
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Aleron Investments, Ltd.
CENTRAL INDEX KEY: 0001707886
STATE OF INCORPORATION: D8
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36683
FILM NUMBER: 171203582
BUSINESS ADDRESS:
STREET 1: 23/F HNA PLAZA, JIA NO. 26
STREET 2: XIAOYUN ROAD, CHAOYANG DISTRICT
CITY: BEIJING
STATE: F4
ZIP: 100125
BUSINESS PHONE: 86-10-57583800
MAIL ADDRESS:
STREET 1: 23/F HNA PLAZA, JIA NO. 26
STREET 2: XIAOYUN ROAD, CHAOYANG DISTRICT
CITY: BEIJING
STATE: F4
ZIP: 100125
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HNA Capital (U.S.) Holding LLC
CENTRAL INDEX KEY: 0001707864
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36683
FILM NUMBER: 171203585
BUSINESS ADDRESS:
STREET 1: 850 THIRD AVENUE, 16TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 929-281-2641
MAIL ADDRESS:
STREET 1: 850 THIRD AVENUE, 16TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HNA Eagle Holdco LLC
CENTRAL INDEX KEY: 0001707867
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36683
FILM NUMBER: 171203580
BUSINESS ADDRESS:
STREET 1: 850 THIRD AVENUE, 16TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 929-281-2641
MAIL ADDRESS:
STREET 1: 850 THIRD AVENUE, 16TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HNA Capital Group Co., Ltd.
CENTRAL INDEX KEY: 0001707885
STATE OF INCORPORATION: F4
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36683
FILM NUMBER: 171203584
BUSINESS ADDRESS:
STREET 1: HNA BUILDING, NO. 7 GUOXING ROAD
CITY: HAIKOU
STATE: F4
ZIP: 570203
BUSINESS PHONE: 86-10-57583800
MAIL ADDRESS:
STREET 1: HNA BUILDING, NO. 7 GUOXING ROAD
CITY: HAIKOU
STATE: F4
ZIP: 570203
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HNA Group Co., Ltd.
CENTRAL INDEX KEY: 0001701124
STATE OF INCORPORATION: F4
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36683
FILM NUMBER: 171203581
BUSINESS ADDRESS:
STREET 1: HNA BUILDING
STREET 2: NO. 7 GUOXING ROAD
CITY: HAIKOU, HAINAN
STATE: F4
ZIP: 570203
BUSINESS PHONE: 86-898-66739906
MAIL ADDRESS:
STREET 1: HNA BUILDING
STREET 2: NO. 7 GUOXING ROAD
CITY: HAIKOU, HAINAN
STATE: F4
ZIP: 570203
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HNA Capital (Hong Kong) Holding Co., Ltd.
CENTRAL INDEX KEY: 0001707884
STATE OF INCORPORATION: K3
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36683
FILM NUMBER: 171203583
BUSINESS ADDRESS:
STREET 1: 23/F., ARION COMMERCIAL CENTRE
STREET 2: 2-12 QUEEN?S ROAD WEST
CITY: HONG KONG
STATE: K3
ZIP: 00000
BUSINESS PHONE: 86-10-57583800
MAIL ADDRESS:
STREET 1: 23/F., ARION COMMERCIAL CENTRE
STREET 2: 2-12 QUEEN?S ROAD WEST
CITY: HONG KONG
STATE: K3
ZIP: 00000
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: OM Asset Management plc
CENTRAL INDEX KEY: 0001611702
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 981179929
STATE OF INCORPORATION: X0
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5TH FLOOR, MILLENNIUM BRIDGE HOUSE
STREET 2: 2 LAMBETH HILL
CITY: LONDON
STATE: X0
ZIP: EC4V 4GG
BUSINESS PHONE: 617-369-7321
MAIL ADDRESS:
STREET 1: OLD MUTUAL (US) HOLDINGS INC.
STREET 2: 200 CLARENDON STREET, 53RD FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02116
FORMER COMPANY:
FORMER CONFORMED NAME: OM Asset Management Ltd
DATE OF NAME CHANGE: 20140624
4
1
a4.xml
4
X0306
4
2017-11-10
0
0001611702
OM Asset Management plc
OMAM
0001707864
HNA Capital (U.S.) Holding LLC
245 PARK AVENUE, 40TH FLOOR
NEW YORK
NY
10167
0
0
1
0
0001707885
HNA Capital Group Co., Ltd.
245 PARK AVENUE, 40TH FLOOR
NEW YORK
NY
10167
0
0
1
0
0001707884
HNA Capital (Hong Kong) Holding Co., Ltd.
245 PARK AVENUE, 40TH FLOOR
NEW YORK
NY
10167
0
0
1
0
0001707886
Aleron Investments, Ltd.
245 PARK AVENUE, 40TH FLOOR
NEW YORK
NY
10167
0
0
1
0
0001701124
HNA Group Co., Ltd.
245 PARK AVENUE, 40TH FLOOR
NEW YORK
NY
10167
0
0
1
0
0001707867
HNA Eagle Holdco LLC
245 PARK AVENUE, 40TH FLOOR
NEW YORK
NY
10167
0
0
1
0
Ordinary Shares, nominal value $0.001
2017-11-10
4
P
0
15960553
15.75
A
27375229
I
See Explanation
Reflects 27,375,229 shares of ordinary stock directly owned by HNA Eagle Holdco LLC ("HNA Eagle") and indirectly owned by HNA Group Co., Ltd. ("HNA Group"), HNA Capital Group Co., Ltd. ("HNA Parent"), HNA Capital (Hong Kong) Holding Co., Ltd. ("HNA HK"), Aleron Investments, Ltd. ("Aleron") and HNA Capital (U.S.) Holding LLC ("HNA Capital"). HNA Eagle is a wholly-owned subsidiary of HNA Capital. HNA Capital is a wholly-owned subsidiary of Aleron. Aleron is a wholly-owned subsidiary of HNA HK. HNA HK is a wholly-owned subsidiary of HNA Parent. HNA Parent is a wholly-owned subsidiary of HNA Group.
By: HNA CAPITAL (U.S.) HOLDING LLC by by /s/ Guang Yang, Chief Executive Officer
2017-11-14
By: HNA GROUP CO., LTD. by /s/ Guang Yang, Chief Executive Officer, HNA Capital (U.S.) Holding LLC (Authorized Signatory)
2017-11-14
By: HNA CAPITAL GROUP CO., LTD. by /s/ Guang Yang, Chief Executive Officer, HNA Capital (U.S.) Holding LLC (Authorized Signatory)
2017-11-14
By: HNA CAPITAL (HONG KONG) HOLDING CO., LTD. by /s/ Guang Yang, Chief Executive Officer, HNA Capital (U.S.) Holding (Authorized Signatory)
2017-11-14
By: ALERON INVESTMENTS, LTD. by /s/ Guang Yang, Chief Executive Officer, HNA Capital (U.S.) Holding (Authorized Signatory)
2017-11-14
By: HNA EAGLE HOLDCO LLC by /s/ Guang Yang, Chief Executive Officer
2017-11-14