0001611696-15-000001.txt : 20150108
0001611696-15-000001.hdr.sgml : 20150108
20150108101505
ACCESSION NUMBER: 0001611696-15-000001
CONFORMED SUBMISSION TYPE: MA-A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20141231
FILED AS OF DATE: 20150106
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Stephen H. McDonald & Associates, Inc.
CENTRAL INDEX KEY: 0001611696
IRS NUMBER: 731484555
STATE OF INCORPORATION: OK
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-A
SEC ACT: 1934 Act
SEC FILE NUMBER: 867-00095
FILM NUMBER: 15515140
BUSINESS ADDRESS:
STREET 1: 2200 MCKOWN DRIVE
CITY: NORMAN
STATE: OK
ZIP: 73072
BUSINESS PHONE: (405) 329-0123
MAIL ADDRESS:
STREET 1: 2200 MCKOWN DRIVE
CITY: NORMAN
STATE: OK
ZIP: 73072
MA-A
1
primary_doc.xml
MA-A
0001611696
XXXXXXXX
Ron Allen Fisher
405-329-0123
ronfisher@shmcdonald.net
12-31-2014
Stephen H. McDonald & Associates, Inc.
000117203
73-1484555
866-00206-00
867-00095
Oklahoma
MSRB
K0103
2200 MCKOWN DRIVE
NORMAN
OK
73072
405-329-0123
405-329-0808
N
2200 MCKOWN DRIVE
NORMAN
OK
73072
www.shmcdonald.net
Ron
Allen
Fisher
President
2200 McKown Drive
Norman
OK
73072
405-329-0123
405-329-0808
ronfisher@shmcdonald.net
Ryan
Patrick
McDonald
Executive Vice President
2200 McKown Drive
Norman
OK
73072
405-329-0123
405-329-0808
ryanmcdonald@shmcdonald.net
MR, Inc.
N
MR-Jenks I, L.L.C.
N
McDonald & Fisher, L.L.C.
N
December
OK
12-05-1995
N
6
6
0
6
0
200
Municipal Entities
25
0
25
Other
School districts
Contingent Fees
Other
Solicitation - % of OLAP's Avg. Daily Net Assets
Other
% of OLAP's Avg. Daily Net Assets
Advice Insurance Of MS
Advice Investment Of Proceeds MS
Advice ME Other Investments
Solicitation Other
Advice On Selection
Y
Y
Municipal advisor
N
Other municipal advisor
6
Add
Other municipal advisor
Stephen Haskell McDonald
Stephen Haskell McDonald
Y
Y
N
Add
Other municipal advisor
Ron Allen Fisher
Ron Allen Fisher
Y
Y
N
Add
Other municipal advisor
Ryan Patrick McDonald
Ryan Patrick McDonald
Y
Y
N
Add
Other municipal advisor
Tom Wayne Frazier
Tom Wayne Frazier
N
N
N
Add
Other municipal advisor
James Cedric Leonard
James Cedrick Leonard
N
N
N
Add
Other municipal advisor
Matthew Alan Reichert
Matthew Alan Reichert
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
Y
N
Stephen
Haskell
McDonald
Chief Executive Officer
04-01-2009
C
Y
001296932
Ron
Allen
Fisher
President
04-01-2009
C
Y
002468081
Ryan
Patrick
McDonald
Executive Vice President
04-01-2009
C
Y
005629505
Add
Stephen
Haskell
McDonald
Chief Executive Officer
04-01-2009
C
Y
001296932
Add
Ron
Allen
Fisher
President
04-01-2009
C
Y
002468081
Add
Ryan
Patrick
McDonald
Executive Vice President
04-01-2009
C
Y
005629505
Ron Fisher
Ron Fisher
President
01-05-2015
000117203
N
N
N
N
N
Y
Y
N
N
N
N
N
Y
N
N
N
N
N
N
N