Delaware
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20-1884894
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(State or other jurisdiction of incorporation or organization)
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(I.R.S. Employer Identification No.)
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400 Plaza Drive, 1st Floor
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07094
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Secaucus, New Jersey
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(Zip Code)
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(Address of Principal Executive Offices)
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Large accelerated filer
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☒
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Accelerated filer
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☐
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Non-accelerated filer
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☐
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Smaller reporting company
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☐
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Emerging growth company
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☐
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Title of securities
to be registered
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Amount to be registered(1)
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Proposed maximum
offering price per share
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Proposed maximum
aggregate offering price
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Amount of
registration fee
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Common stock, par value $0.001 per share
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||||
2014 Plan
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1,389,421(2)
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$21.48(3)
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$29,844,763.08
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$3,256.06
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2014 Plan
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191,940(4)
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$110.61(5)
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$21,230,483.40
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$2,316.25
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2014 Plan
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2,051,141(6)
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$110.61(5)
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$226,876,706.01
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$24,752.25
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Inducement Award with H. Pomerantz
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15,000(7)
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$60.70(3)
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$910,500.00
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$99.34
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Inducement Award with W. Cyr
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1,000,000(8)
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$10.23(3)
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$10,230,000.00
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$1,116.09
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Total
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4,647,502
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$289,092,452.49
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$31,539.99
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Item 1. |
Plan Information.*
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Item 2. |
Registrant Information and Employee Plan Annual Information.*
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* |
Information required by Part I to be contained in the Section 10(a) prospectus is omitted from this Registration Statement in accordance with Rule 428 under the Securities Act and the “Note” to Part I of Form S-8.
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Item 3. |
Incorporation of Documents by Reference.
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(a) |
The Company’s Annual Report on Form 10-K for the year ended December 31, 2019, filed with the SEC on February 25, 2020;
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(b) |
The Company’s Amendment No. 1 to its Annual Report on Form 10-K for the year ended December 31, 2019, filed with the SEC on
April 29, 2020;
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(c) |
The Company’s Quarterly Reports on Form 10-Q for the quarter ended on March 31, 2020, filed with the SEC on May 5, 2020, and
the quarter ended June 30, 2020, filed with the SEC on August 4, 2020;
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(d) |
The Company’s Current Reports on Form 8-K, filed with the SEC on March 2, 2020, April 20, 2020, May 22, 2020, June 3, 2020 and September 25,
2020 (other than information deemed to have been “furnished” rather than “filed” in accordance with the SEC’s rules); and
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(e) |
The description of the Company’s common stock contained in the Company’s Registration Statement on Form 8-A (File No. 001-36729), filed
with the Commission on November 5, 2014, pursuant to Section 12(b) of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), including any amendments or reports filed for the purpose of updating such descriptions.
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Item 4. |
Description of Securities.
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Item 5. |
Interests of Named Experts and Counsel.
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Item 6. |
Indemnification of Directors and Officers.
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Item 7. |
Exemption from Registration Claimed.
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Item 8. |
Exhibits.
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Exhibit
Number
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Description
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Fourth Amended and Restated Certificate of Incorporation of Freshpet, Inc. (incorporated by reference to Exhibit 3.1 to the Company’s Current Report on
Form 8-K, filed with the SEC on September 25, 2020)
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Amended and Restated Bylaws of Freshpet, Inc. (incorporated by reference to the Company’s Registration on Form S-8, filed on December 12, 2014)
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Opinion of Kirkland & Ellis LLP
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Consent of KPMG LLP
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Consent of Kirkland & Ellis LLP (included in Exhibit 5.1)
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Power of Attorney (included on the signature page of this Registration Statement)
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Freshpet, Inc. Second Amended and Restated 2014 Omnibus Incentive Plan
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99.2 |
Nonqualified Stock Option Inducement Award Agreement by and between Freshpet, Inc. and William B. Cyr, dated September 6, 2016
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99.3 |
Nonqualified Stock Option Inducement Award Agreement by and between Freshpet, Inc. and Heather Pomerantz, dated January 12, 2020
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Item 9. |
Undertakings.
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(a)
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The undersigned registrant hereby undertakes:
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(i) |
To include any prospectus required by Section 10(a)(3) of the Securities Act;
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(ii) |
To reflect in the prospectus any facts or events arising after the effective date of the Registration Statement (or the most recent post-effective amendment thereof) which, individually or in the aggregate, represent a fundamental change
in the information set forth in the Registration Statement. Notwithstanding the foregoing, any increase or decrease in volume of securities offered (if the total dollar value of securities offered would not exceed that which was registered)
and any deviation from the low or high end of the estimated maximum offering range may be reflected in the form of prospectus filed with the Commission pursuant to Rule 424(b) if, in the aggregate, the changes in volume and price represent
no more than 20% change in the maximum aggregate offering price set forth in the “Calculation of Registration Fee” table in the effective Registration Statement; and
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(iii) |
To include any material information with respect to the plan of distribution not previously disclosed in the Registration Statement or any material change to such information in the Registration Statement;
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FRESHPET, INC. | |
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By: |
/s/ Stephen Macchiaverna
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Name: Stephen Macchiaverna
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Title: EVP, Secretary & Treasurer
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Name
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Title
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/s/ William B. Cyr
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Chief Executive Officer and Director
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William B. Cyr
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(Principal Executive Officer)
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/s/ Heather Pomerantz
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Chief Financial Officer
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Heather Pomerantz
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(Principal Accounting and Financial Officer)
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/s/ Charles A. Norris
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Director
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Charles A. Norris
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/s/ Olu Beck
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Director
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Olu Beck
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/s/ J. David Basto
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Director
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J. David Basto
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/s/ Daryl G. Brewster
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Director
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Daryl G. Brewster
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/s/ Lawrence S. Coben
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Director
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Lawrence S. Coben
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/s/ Walter N. George III
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Director
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Walter N. George III
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/s/ Jacki S. Kelley
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Director
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Jacki S. Kelley
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/s/ Leta D. Priest
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Director
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Leta D. Priest
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/s/ Craig D. Steeneck
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Director
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Craig D. Steeneck
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