0001611231-17-000125.txt : 20171010
0001611231-17-000125.hdr.sgml : 20171010
20171010112420
ACCESSION NUMBER: 0001611231-17-000125
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171010
FILED AS OF DATE: 20171010
DATE AS OF CHANGE: 20171010
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Alvey Thomas William III
CENTRAL INDEX KEY: 0001667774
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36864
FILM NUMBER: 171129466
MAIL ADDRESS:
STREET 1: 3020 CARRINGTON BLVD.
STREET 2: SUITE 300
CITY: MORRISVILLE
STATE: CA
ZIP: 27560
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MaxPoint Interactive, Inc.
CENTRAL INDEX KEY: 0001611231
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-ADVERTISING [7310]
IRS NUMBER: 205530657
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3020 CARRINGTON MILL BLVD.
STREET 2: SUITE 300
CITY: MORRISVILLE
STATE: NC
ZIP: 27560
BUSINESS PHONE: 800-916-9960
MAIL ADDRESS:
STREET 1: 3020 CARRINGTON MILL BLVD.
STREET 2: SUITE 300
CITY: MORRISVILLE
STATE: NC
ZIP: 27560
4
1
wf-form4_150764904336090.xml
FORM 4
X0306
4
2017-10-10
1
0001611231
MaxPoint Interactive, Inc.
MXPT
0001667774
Alvey Thomas William III
3020 CARRINGTON MILL BLVD.
SUITE 300
MORRISVILLE
NC
27560
0
1
0
0
General Counsel, CPO
Common Stock
2017-10-10
4
U
0
1294
13.86
D
2000
D
Common Stock
2017-10-10
4
D
0
500
13.86
D
1500
D
Common Stock
2017-10-10
4
D
0
1500
0
D
0
D
Stock Option (right to buy)
7.0
2017-10-10
4
D
0
9166
13.86
D
2026-02-28
Common Stock
9166.0
10834
D
Stock Option (right to buy)
7.0
2017-10-10
4
D
0
10834
D
2026-02-28
Common Stock
10834.0
0
D
Disposed of upon the closing of the tender offer and merger pursuant to the Agreement and Plan of Merger by and among Harland Clarke Holdings Corp. ("Parent"), Mercury Merger Sub, Inc. ("Purchaser") (an indirect wholly owned subsidiary of Parent), and Issuer, dated as of August 27, 2017 (the "Merger Agreement"), whereby Purchaser acquired each outstanding share of common stock of the issuer for a cash payment of $13.86 per share.
Disposed of pursuant to the Merger Agreement whereby such restricted stock units were accelerated and then cancelled in exchange for the right to receive future cash payments in the amount of $13.86 per restricted stock unit pursuant to the Merger Agreement.
Disposed of pursuant to the Merger Agreement whereby such unvested restricted stock units were cancelled without payment of any consideration as they did not accelerate pursuant to the Merger Agreement.
Disposed of pursuant to the Merger Agreement, whereby each stock option vested and outstanding as of immediately prior to the Effective Time (after giving effect to any applicable accelerated vesting as defined in the Merger Agreement), was cancelled in exchange for the right to receive cash in an amount equal to the product of (i) the total number of shares subject to each such stock option immediately prior to the Effective Time and (ii) the excess, if any, of (x) $13.86 over (y) the exercise price per share subject to such stock option.
Disposed of pursuant to the Merger Agreement whereby such unvested stock options were cancelled without payment of any consideration as they did not accelerate pursuant to the Merger Agreement.
/s/ Thomas William Alvey, III
2017-10-10