0001474506-21-000071.txt : 20210426 0001474506-21-000071.hdr.sgml : 20210426 20210426160247 ACCESSION NUMBER: 0001474506-21-000071 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210422 FILED AS OF DATE: 20210426 DATE AS OF CHANGE: 20210426 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Taube Angelic Diaz CENTRAL INDEX KEY: 0001839324 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36638 FILM NUMBER: 21853777 MAIL ADDRESS: STREET 1: 345 CALIFORNIA STREET STREET 2: 1160 CITY: SAN FRANCISCO STATE: CA ZIP: 94104 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MEDLEY MANAGEMENT INC. CENTRAL INDEX KEY: 0001611110 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 280 PARK AVENUE, 6TH FLOOR EAST CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2127590777 MAIL ADDRESS: STREET 1: 280 PARK AVENUE, 6TH FLOOR EAST CITY: NEW YORK STATE: NY ZIP: 10017 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2021-04-22 0 0001611110 MEDLEY MANAGEMENT INC. MDLY 0001839324 Taube Angelic Diaz 345 CALIFORNIA STREET 1160 SAN FRANCISCO CA 94104 0 0 1 0 Class A Common Stock 2021-04-22 4 S 0 10000 4.553 D 374207 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.50 to $4.76, inclusive. The reporting person undertakes to provide to Medley Management Inc., any security holder of Medley Management Inc., or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. /s/ Angelic Diaz Taube 2021-04-26