0000905718-18-000720.txt : 20180808
0000905718-18-000720.hdr.sgml : 20180808
20180808182045
ACCESSION NUMBER: 0000905718-18-000720
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180807
FILED AS OF DATE: 20180808
DATE AS OF CHANGE: 20180808
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Eaton James George
CENTRAL INDEX KEY: 0001701358
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36638
FILM NUMBER: 181002761
MAIL ADDRESS:
STREET 1: C/O MEDLEY MANAGEMENT INC.
STREET 2: 280 PARK AVENUE, 6TH FLOOR EAST
CITY: NEW YORK
STATE: NY
ZIP: 10017
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MEDLEY MANAGEMENT INC.
CENTRAL INDEX KEY: 0001611110
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 280 PARK AVENUE, 6TH FLOOR EAST
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 2127590777
MAIL ADDRESS:
STREET 1: 280 PARK AVENUE, 6TH FLOOR EAST
CITY: NEW YORK
STATE: NY
ZIP: 10017
4
1
medleymgmt_fm4aug72018.xml
X0306
4
2018-08-07
0
0001611110
MEDLEY MANAGEMENT INC.
MDLY
0001701358
Eaton James George
C/O MEDLEY MANAGEMENT INC.
280 PARK AVENUE, 6TH FLOOR EAST
NEW YORK
NY
10017
1
0
0
0
Class A Common Stock
2018-08-07
4
M
0
11111
A
12548
D
Restricted Stock Units
2018-08-07
4
M
0
11111
0
D
Class A Common Stock
11111
0
D
Restricted Stock Units
2018-08-07
4
A
0
19719
0
A
Class A Common Stock
19719
19719
D
Each restricted stock unit converted into Class A common stock of the issuer on a one-for-one basis.
The restricted stock units vesting schedule was accelerated such that the restricted stock units vested on August 7, 2018.
Each restricted stock unit represents a contingent right to receive one share of issuer Class A common stock. The restricted stock units will be settled in either Class A common stock or cash (or a combination thereof) at the discretion of the issuer's compensation committee.
The restricted stock units vest on May 10, 2019.
/s/ John D. Fredericks, as Attorney-in-Fact
2018-08-08