UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
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Securities registered under Section 12(b) of the Act:
Title of each class | Trading Symbol(s) | Name of each exchange on which registered | ||
The Stock Market LLC | ||||
The Stock Market LLC |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).
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an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying
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Item 5.07 Submission of Matters to a Vote of Security Holders
On January 30, 2024, BriaCell Therapeutics Corp. (the “Company”) held its Annual General Meeting of Shareholders (the “Meeting”). As of December 20, 2023, the date of record for determining the shareholders entitled to vote on the proposals presented at the Meeting, there were 15,981,726 common shares of the Company issued and outstanding and entitled to vote at the Meeting. A total of 5,375,071 common shares of the Company, constituting a quorum, were represented in person or by valid proxies at the Meeting. The matters submitted to a vote of the Company’s shareholders at the Meeting are described in the Company’s definitive proxy statement filed with the U.S. Securities and Exchange Commission on January 9, 2024. The final results for each of the matters submitted to a vote of the Company’s shareholders at the Meeting are as follows:
Proposal 1. At the Meeting, the shareholders ratified the appointment of MNP LLP as auditors for the Company and the authorization of the Board of Directors of the Company (the “Board”) to fix the auditors’ remuneration and terms of engagement. The result of the votes to ratify the appointment of MNP LLP was as follows:
For | Against | Witheld | Broker Non-Votes | |||||||||
5,346,102 | 0 | 28,968 | 1 |
Proposal 2. At the Meeting, the terms of seven (7) members of the Board expired. Each of the seven (7) nominees for director (the “Nominees”) were elected to serve until the next annual meeting of shareholders, or until his/her successor is duly elected or appointed, unless he/she resigns, is removed, or becomes disqualified in accordance with the Articles of Incorporation of the Company or the British Columbia Corporations Act. The result of the votes to elect the Nominees was as follows:
Directors | For | Against | Withheld | Broker Non-Votes | ||||||||||||
Dr. Jane Gross | 3,491,308 | 0 | 6,647 | 1,877,116 | ||||||||||||
Mr. Marc Lustig | 3,221,128 | 0 | 276,827 | 1,877,116 | ||||||||||||
Mr. Jamieson Bondarenko | 3,302,543 | 0 | 195,412 | 1,877,116 | ||||||||||||
Dr. William V. Williams | 3,487,704 | 0 | 10,251 | 1,877,116 | ||||||||||||
Dr. Rebecca Taub | 3,491,351 | 0 | 6,604 | 1,877,116 | ||||||||||||
Mr. Vaughn C. Embro-Pantalony | 3,489,398 | 0 | 8,557 | 1,877,116 | ||||||||||||
Mr. Martin Schmieg | 3,486,913 | 0 | 11,042 | 1,877,116 |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
BRIACELL THERAPEUTICS CORP. | |
/s/ William V. Williams | |
January 31, 2024 | William V. Williams |
President and Chief Executive Officer |