0000899243-16-026349.txt : 20160804
0000899243-16-026349.hdr.sgml : 20160804
20160804205951
ACCESSION NUMBER: 0000899243-16-026349
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160802
FILED AS OF DATE: 20160804
DATE AS OF CHANGE: 20160804
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Hortonworks, Inc.
CENTRAL INDEX KEY: 0001610532
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 371634325
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5470 GREAT AMERICA PARKWAY
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
BUSINESS PHONE: 408-916-4121
MAIL ADDRESS:
STREET 1: 5470 GREAT AMERICA PARKWAY
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Pavlik Greg
CENTRAL INDEX KEY: 0001626754
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36780
FILM NUMBER: 161808926
MAIL ADDRESS:
STREET 1: 3460 W. BAYSHORE ROAD
CITY: PALO ALTO
STATE: CA
ZIP: 94303
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-08-02
0
0001610532
Hortonworks, Inc.
HDP
0001626754
Pavlik Greg
C/O HORTONWORKS, INC.
5470 GREAT AMERICA PARKWAY
SANTA CLARA
CA
95054
0
1
0
0
Chief Product Officer
Common Stock
2016-08-02
4
A
0
10955
0.00
A
390696
D
Common Stock
2016-08-02
4
F
0
4116
12.60
D
386580
D
Common Stock
225336
I
Gregory Pavlik and Ruth Ann Pavlik, as trustees of the Pavlik Trust dated March 15, 2013
Acquired upon the settlement of performance stock units granted on June 3, 2015 under the 2014 Stock Option and Incentive Plan.
Withholding of stock to satisfy tax withholding obligations with respect to the settlement of performance stock units referenced in footnote (1).
/s/ David Howard as Attorney-in-Fact for Gregory Pavlik
2016-08-04