0000899243-16-021402.txt : 20160601
0000899243-16-021402.hdr.sgml : 20160601
20160601215612
ACCESSION NUMBER: 0000899243-16-021402
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160527
FILED AS OF DATE: 20160601
DATE AS OF CHANGE: 20160601
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Hortonworks, Inc.
CENTRAL INDEX KEY: 0001610532
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 371634325
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5470 GREAT AMERICA PARKWAY
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
BUSINESS PHONE: 408-916-4121
MAIL ADDRESS:
STREET 1: 5470 GREAT AMERICA PARKWAY
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Pavlik Greg
CENTRAL INDEX KEY: 0001626754
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36780
FILM NUMBER: 161690840
MAIL ADDRESS:
STREET 1: 3460 W. BAYSHORE ROAD
CITY: PALO ALTO
STATE: CA
ZIP: 94303
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-05-27
0
0001610532
Hortonworks, Inc.
HDP
0001626754
Pavlik Greg
C/O HORTONWORKS, INC.
5470 GREAT AMERICA PARKWAY
SANTA CLARA
CA
95054
0
1
0
0
Chief Product Officer
Common Stock
2016-05-27
4
A
0
200000
0.00
A
413833
D
Common Stock
227208
I
Gregory Pavlik and Ruth Ann Pavlik, as trustees of the Pavlik Trust dated March 15, 2013
On May 27, 2016 the Reporting Person was granted 200,000 restricted stock units ("RSUs"). Each RSU represents the right to receive, at settlement, one share of common stock. One-half of the original grant shall vest and become releasable on the first anniversary of the vesting commencement date, and thereafter the balance of the RSU shall vest and become releasable in a series of two (2) successive equal six-month installments measured from the first anniversary of the vesting commencement date, subject to the participant's status as a service provider.
/s/ David Howard as Attorney-in-Fact for Gregory Pavlik
2016-06-01