EX-13 137 exhibit13.htm exhibit13
 
Exhibit 13
CERTIFICATION PURSUANT TO SECTION 906
 
OF THE SARBANES-OXLEY ACT OF 2002
(Subsections (a) and (b) of Section 1350,
 
Chapter 63 of Title 18, United States Code)
Pursuant to Section 906 of the Sarbanes-Oxley
 
Act of 2002 (subsections (a) and (b) of
 
section 1350,
Chapter 63 of Title 18, United States Code), the undersigned
 
officer of UBS Group AG, a Swiss corporation
(the “Company”), hereby certifies, to such
 
officer’s knowledge, that:
The Annual Report on Form 20-F for the year
 
ended December 31, 2023
 
(the “Report”) of the
Company fully complies with the requirements
 
of Section 13(a) or 15(d) of the Securities
 
Exchange Act of
1934 (15 U.S.C. §§ 78m or 78o(d)) and information
 
contained in the Report fairly presents, in all
 
material
respects, the financial condition and results
 
of operations of the Company.
Date: March 28,
 
2024
 
_/s/
 
Sergio Ermotti ______________
 
Name: Sergio Ermotti
 
Title:
 
Group Chief Executive Officer
The foregoing certification is being furnished
 
solely pursuant to section 906 of the
 
Sarbanes-Oxley Act of
2002 (subsections (a) and (b) of section 1350,
 
Chapter 63 of Title 18, United States Code) and is not being
filed as part of the Report or as a separate
 
disclosure document.
 
 
CERTIFICATION PURSUANT TO SECTION 906
 
OF THE SARBANES-OXLEY ACT OF 2002
(Subsections (a) and (b) of Section 1350,
 
Chapter 63 of Title 18, United States Code)
Pursuant to Section 906 of the Sarbanes-Oxley
 
Act of 2002 (subsections (a) and (b)
 
of section 1350,
Chapter 63 of Title 18, United States Code), the undersigned
 
officer of UBS Group AG, a Swiss corporation
(the “Company”), hereby certifies, to such
 
officer’s knowledge, that:
The Annual Report on Form 20-F for the year
 
ended December 31, 2023
 
(the “Report”) of the
Company fully complies with the requirements
 
of Section 13(a) or 15(d) of the Securities
 
Exchange Act of
1934 (15 U.S.C. §§ 78m or 78o(d)) and information
 
contained in the Report fairly presents, in all
 
material
respects, the financial condition and results
 
of operations of the Company.
Date: March 28,
 
2024
 
_/s/ Todd
 
Tuckner ____ _____________
 
Name:
 
Todd
 
Tuckner
 
Title:
 
Group Chief Financial Officer
The foregoing certification is being furnished
 
solely pursuant to section 906 of the
 
Sarbanes-Oxley Act of
2002 (subsections (a) and (b) of section 1350,
 
Chapter 63 of Title 18, United States Code) and is not being
filed as part of the Report or as a separate
 
disclosure document.