0001610503-23-000007.txt : 20230523 0001610503-23-000007.hdr.sgml : 20230523 20230523145316 ACCESSION NUMBER: 0001610503-23-000007 CONFORMED SUBMISSION TYPE: MA-A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141231 FILED AS OF DATE: 20230523 DATE AS OF CHANGE: 20230523 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Caldwell Flores Winters, Inc. CENTRAL INDEX KEY: 0001610503 IRS NUMBER: 330276406 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-A SEC ACT: 1934 Act SEC FILE NUMBER: 867-00493 FILM NUMBER: 23948513 BUSINESS ADDRESS: STREET 1: 6425 CHRISTIE AVENUE, SUITE 270 CITY: EMERYVILLE STATE: CA ZIP: 94608 BUSINESS PHONE: 5105968170 MAIL ADDRESS: STREET 1: 6425 CHRISTIE AVENUE, SUITE 270 CITY: EMERYVILLE STATE: CA ZIP: 94608 MA-A 1 primary_doc.xml MA-A 0001610503 XXXXXXXX Emilio Flores 510-596-8170 emilio@cfwinc.com compliance@cfwinc.com 12-31-2014 Y Caldwell Flores Winters, Inc. 33-0276406 866-00378-00 867-00493 6425 CHRISTIE AVENUE SUITE 270 EMERYVILLE CA 94608 510-596-8170 Amend 815 Colorado Blvd Suite 200 Los Angeles CA 90041 3235438317 Add 1901 Victoria Ave, Suite 106 Oxnard CA 93035 805-201-1989 N www.cfwinc.com Emilio Alejandro Flores

6425 Christie Avenue Suite 270 Emeryville CA 94608

510-596-8170 emilio@cfwinc.com December CA 12-10-1987 N 16 9 0 0 0 50 Municipal Entities Non-profit organizations 0 0 0 Not Applicable Hourly Charges Fixed Fees Contingent Fees Not Applicable Advice Insurance Of MS Advice ME Investments Advice On Selection Other Facilities Planning and Consulting Services Y 0 N N N N N N N N N N Y N N N N N N N N N N N N N N N N N N N N N N N N N N N Y N Ernesto Rodriguez Flores President 10-31-1998 E Y 000000000 Emilio Alejandro Flores CEO 01-01-2016 NA Y 000000000 Amend Michael D Winters Secretary 10-31-1998 C N 000000000 Amend Emilio Alejandro Flores President 10-31-1998 C Y 000000000 Emilio Alejandro Flores Emilio Alejandro Flores Executive Vice President 05-23-2023 N N N N N Y N Y N N N N N N N N N N N N N