0001610503-23-000005.txt : 20230403
0001610503-23-000005.hdr.sgml : 20230403
20230403074247
ACCESSION NUMBER: 0001610503-23-000005
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
GHEYARA,KHUSHROO,FEROZ,
FILED AS OF DATE: 20230331
DATE AS OF CHANGE: 20230403
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Caldwell Flores Winters, Inc.
CENTRAL INDEX KEY: 0001610503
IRS NUMBER: 330276406
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-02698
FILM NUMBER: 23790640
BUSINESS ADDRESS:
STREET 1: 6425 CHRISTIE AVENUE, SUITE 270
CITY: EMERYVILLE
STATE: CA
ZIP: 94608
BUSINESS PHONE: 5105968170
MAIL ADDRESS:
STREET 1: 6425 CHRISTIE AVENUE, SUITE 270
CITY: EMERYVILLE
STATE: CA
ZIP: 94608
MA-I/A
1
primary_doc.xml
MA-I/A
0001610503
XXXXXXXX
Emilio Flores
510-596-8170
emilio@cfwinc.com
compliance@cfwinc.com
N
0001610503-22-000006
N
Khushroo
Feroz
Gheyara
Y
2
0001610503
Caldwell Flores Winters, Inc.
07-15-1993
N
867-00493
LOCATED
SUPERVISED
07-15-1993
2163 HARBOR BAY PARKWAY
ALAMEDA
CA
94502
0001678293
CFW Advisory Services, LLC
03-28-2019
N
867-02098
SUPERVISED
03-28-2019
2163 HARBOR BAY PARKWAY
ALAMEDA
CA
94502
07-1993
Caldwell Flores Winters Inc
ALAMEDA
CA
94502
Y
N
EXECUTIVE VICE PRESIDENT
Y
08-2005
F & G
402 North Division Street
Carson City
NV
89703
N
N
Program Management
Partner
20
Partner
03-2019
CFW ADVISORY SERVICES, LLC
2163 HARBOR BAY PARKWAY
ALAMEDA
CA
94502
Y
N
MUNICIPAL ADVISORY
EXECUTIVE VICE PRESIDENT
40
MUNICIPAL ADVISORY SERVICES
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
03-31-2023
Emilio Flores
Chief Executive Officer