0001610503-23-000004.txt : 20230403
0001610503-23-000004.hdr.sgml : 20230403
20230403074254
ACCESSION NUMBER: 0001610503-23-000004
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
FLORES,ERNESTO,RODRIGUEZ,
FILED AS OF DATE: 20230331
DATE AS OF CHANGE: 20230403
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Caldwell Flores Winters, Inc.
CENTRAL INDEX KEY: 0001610503
IRS NUMBER: 330276406
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-02698
FILM NUMBER: 23790641
BUSINESS ADDRESS:
STREET 1: 6425 CHRISTIE AVENUE, SUITE 270
CITY: EMERYVILLE
STATE: CA
ZIP: 94608
BUSINESS PHONE: 5105968170
MAIL ADDRESS:
STREET 1: 6425 CHRISTIE AVENUE, SUITE 270
CITY: EMERYVILLE
STATE: CA
ZIP: 94608
MA-I/A
1
primary_doc.xml
MA-I/A
0001610503
XXXXXXXX
Emilio Flores
510-596-8170
emilio@cfwinc.com
compliance@cfwinc.com
N
0001610503-22-000009
N
Ernesto
Rodriguez
Flores
Y
2
0001610503
Caldwell Flores Winters, Inc.
12-10-1987
N
867-00493
SUPERVISED
12-10-1987
2163 HARBOR BAY PARKWAY
ALAMEDA
CA
94502
0001678293
CFW Advisory Services, LLC
04-05-2016
N
867-02098
SUPERVISED
06-01-2016
2163 HARBOR BAY PARKWAY
ALAMEDA
WA
94502
01-1987
Caldwell Flores Winters, Inc.
ALAMEDA
CA
94502
Y
N
President/Owner
Y
07-2005
ROVENTINI LLC
POST OFFICE BOX 11026
ZEPHYR COVE
NV
89448
N
N
REAL ESTATE
PARTNER
10
PARTNER
01-2003
LYONS HOLDING
POST OFFICE BOX 11026
ZEPHYR COVE
NV
89448
N
N
REAL ESTATE HOLDINGS
PARTNER
5
PARTNER
01-2004
MICA DRIVE LLC
POST OFFICE BOX 11026
ZEPHYR COVE
NV
89448
N
N
REAL ESTATE
PARTNER
5
PARTNER
01-2003
ERF ENTERPRISES
POST OFFICE BOX 11026
ZEPHYR COVE
NV
89448
N
N
REAL ESTATE HOLDING
PARTNER
5
PARTNER
01-2005
F & G LLC
402 NORTH DIVISION STREET
CARSON CITY
NV
89703
N
N
PROJECT MANAGEMENT
PARTNER
20
PARTNER
01-2006
Ross Park LLC.
Post Office Box 11026
Zephyr Cove
NV
89448
N
N
Real Estate Holding
Partner
5
Partner
04-2016
CFW ADVISORY SERVICES, LLC
2163 HARBOR BAY PARKWAY
ALAMEDA
CA
94502
Y
N
MUNICIPAL ADVISORY
PARTNER
20
MUNICIPAL ADVISORY
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
03-31-2023
Emilio Flores
Chief Executive Officer