0001610503-23-000003.txt : 20230403 0001610503-23-000003.hdr.sgml : 20230403 20230403074302 ACCESSION NUMBER: 0001610503-23-000003 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 FLORES,EMILIO,ALEJANDRO, FILED AS OF DATE: 20230331 DATE AS OF CHANGE: 20230403 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Caldwell Flores Winters, Inc. CENTRAL INDEX KEY: 0001610503 IRS NUMBER: 330276406 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-02698 FILM NUMBER: 23790642 BUSINESS ADDRESS: STREET 1: 6425 CHRISTIE AVENUE, SUITE 270 CITY: EMERYVILLE STATE: CA ZIP: 94608 BUSINESS PHONE: 5105968170 MAIL ADDRESS: STREET 1: 6425 CHRISTIE AVENUE, SUITE 270 CITY: EMERYVILLE STATE: CA ZIP: 94608 MA-I/A 1 primary_doc.xml MA-I/A 0001610503 XXXXXXXX Emilio Flores 510-596-8170 emilio@cfwinc.com compliance@cfwinc.com N 0001610503-22-000008 N Emilio Alejandro Flores Y 2 0001610503 Caldwell Flores Winters, Inc. 09-01-2010 N 867-00493 LOCATED SUPERVISED 09-01-2010 2163 HARBOR BAY PARKWAY ALAMEDA CA 94502 0001678293 CFW Advisory Services, LLC 04-05-2016 N 867-02098 LOCATED SUPERVISED 06-01-2016 601 W 1ST AVENUE SUITE 1400 SPOKANE WA 99201 09-2010 Caldwell Flores Winters Inc ALAMEDA CA 94502 Y N Chief Executive Officer Y 04-2016 CFW ADVISORY SERVICES, LLC 601 W 1ST AVENUE SUITE 1400 SPOKANE WA 99201 Y N MUNICIPAL ADVISORY MANAGING PARTNER 80 MUNICIPAL ADVISORY SERVICES 01-2022 OLYMPIC PACIFIC, LLC 402 N. DIVISION STREET CARSON CITY NV 89703 N N REAL ESTATE PARTNER 10 LANDLORD N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 03-31-2023 Emilio Flores Chief Executive Officer