0001610503-23-000003.txt : 20230403
0001610503-23-000003.hdr.sgml : 20230403
20230403074302
ACCESSION NUMBER: 0001610503-23-000003
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
FLORES,EMILIO,ALEJANDRO,
FILED AS OF DATE: 20230331
DATE AS OF CHANGE: 20230403
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Caldwell Flores Winters, Inc.
CENTRAL INDEX KEY: 0001610503
IRS NUMBER: 330276406
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-02698
FILM NUMBER: 23790642
BUSINESS ADDRESS:
STREET 1: 6425 CHRISTIE AVENUE, SUITE 270
CITY: EMERYVILLE
STATE: CA
ZIP: 94608
BUSINESS PHONE: 5105968170
MAIL ADDRESS:
STREET 1: 6425 CHRISTIE AVENUE, SUITE 270
CITY: EMERYVILLE
STATE: CA
ZIP: 94608
MA-I/A
1
primary_doc.xml
MA-I/A
0001610503
XXXXXXXX
Emilio Flores
510-596-8170
emilio@cfwinc.com
compliance@cfwinc.com
N
0001610503-22-000008
N
Emilio
Alejandro
Flores
Y
2
0001610503
Caldwell Flores Winters, Inc.
09-01-2010
N
867-00493
LOCATED
SUPERVISED
09-01-2010
2163 HARBOR BAY PARKWAY
ALAMEDA
CA
94502
0001678293
CFW Advisory Services, LLC
04-05-2016
N
867-02098
LOCATED
SUPERVISED
06-01-2016
601 W 1ST AVENUE
SUITE 1400
SPOKANE
WA
99201
09-2010
Caldwell Flores Winters Inc
ALAMEDA
CA
94502
Y
N
Chief Executive Officer
Y
04-2016
CFW ADVISORY SERVICES, LLC
601 W 1ST AVENUE
SUITE 1400
SPOKANE
WA
99201
Y
N
MUNICIPAL ADVISORY
MANAGING PARTNER
80
MUNICIPAL ADVISORY SERVICES
01-2022
OLYMPIC PACIFIC, LLC
402 N. DIVISION STREET
CARSON CITY
NV
89703
N
N
REAL ESTATE
PARTNER
10
LANDLORD
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
03-31-2023
Emilio Flores
Chief Executive Officer