0001610503-22-000011.txt : 20220719 0001610503-22-000011.hdr.sgml : 20220719 20220719094205 ACCESSION NUMBER: 0001610503-22-000011 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 MILES,JORDAN,ALEXANDER, FILED AS OF DATE: 20220715 DATE AS OF CHANGE: 20220719 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Caldwell Flores Winters, Inc. CENTRAL INDEX KEY: 0001610503 IRS NUMBER: 330276406 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-02698 FILM NUMBER: 221090541 BUSINESS ADDRESS: STREET 1: 6425 CHRISTIE AVENUE, SUITE 270 CITY: EMERYVILLE STATE: CA ZIP: 94608 BUSINESS PHONE: 5105968170 MAIL ADDRESS: STREET 1: 6425 CHRISTIE AVENUE, SUITE 270 CITY: EMERYVILLE STATE: CA ZIP: 94608 MA-I/A 1 primary_doc.xml MA-I/A 0001610503 XXXXXXXX Emilio Flores 510-596-8170 emilio@cfwinc.com compliance@cfwinc.com N 0001610503-22-000007 Y Jordan Alexander Miles Y 2 0001610503 Caldwell Flores Winters, Inc. 11-06-2017 Y 867-00493-00 LOCATED 11-06-2017 6425 CHRISTIE AVENUE, SUITE 270 EMERYVILLE CA 94608 0001678293 CFW Advisory Services, LLC 11-06-2017 N 867-02098 SUPERVISED 11-06-2017 601 W 1ST AVENUE SUITE 1400 SPOKANE WA 99201 11-2017 Caldwell Flores Winters, Inc. Emeryville CA 94608 Y N Associate 07-2016 09-2017 Citigroup Global Markets New York NY 10013 N Y Analyst 11-2014 07-2016 City of Gardena Gardena CA 90249 N N Administrative Assistant 02-2014 09-2014 City of Pasadena Pasadena CA 91101 N N Assistant Planner 12-2013 05-2014 Amigos de los Rios Altadena CA 91001 N N Urban Planning and Public Policy Fellow 08-2013 12-2013 Unemployed Los Angeles CA 90042 N N Unemployed 10-2012 08-2013 Los Angeles County Metropolitan Transportation Authority Los Angeles CA 90012 N N Transportation Planner 01-2012 08-2012 University of Southern California Los Angeles CA 90007 N N Graduate Student Y 11-2017 CFW ADVISORY SERVICES, LLC 601 W 1ST AVENUE SUITE 1400 SPOKANE WA 99201 Y N MUNICIPAL ADVISORY ASSOCIATE 40 MUNICIPAL ADVISORY SERVICES N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 07-15-2022 Emilio Flores Chief Executive Officer