0001610503-22-000007.txt : 20220329
0001610503-22-000007.hdr.sgml : 20220329
20220329102055
ACCESSION NUMBER: 0001610503-22-000007
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
MILES,JORDAN,ALEXANDER,
FILED AS OF DATE: 20220328
DATE AS OF CHANGE: 20220329
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Caldwell Flores Winters, Inc.
CENTRAL INDEX KEY: 0001610503
IRS NUMBER: 330276406
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-02698
FILM NUMBER: 22778375
BUSINESS ADDRESS:
STREET 1: 6425 CHRISTIE AVENUE, SUITE 270
CITY: EMERYVILLE
STATE: CA
ZIP: 94608
BUSINESS PHONE: 5105968170
MAIL ADDRESS:
STREET 1: 6425 CHRISTIE AVENUE, SUITE 270
CITY: EMERYVILLE
STATE: CA
ZIP: 94608
MA-I/A
1
primary_doc.xml
MA-I/A
0001610503
XXXXXXXX
Emilio Flores
510-596-8170
emilio@cfwinc.com
compliance@cfwinc.com
N
N
Jordan
Alexander
Miles
Y
2
0001610503
Caldwell Flores Winters, Inc.
11-06-2017
Y
867-00493-00
LOCATED
11-06-2017
6425 CHRISTIE AVENUE, SUITE 270
EMERYVILLE
CA
94608
0001678293
CFW Advisory Services, LLC
11-06-2017
N
867-02098
SUPERVISED
11-06-2017
601 W 1ST AVENUE
SUITE 1400
SPOKANE
WA
99201
11-2017
Caldwell Flores Winters, Inc.
Emeryville
CA
94608
Y
N
Associate
07-2016
09-2017
Citigroup Global Markets
New York
NY
10013
N
Y
Analyst
11-2014
07-2016
City of Gardena
Gardena
CA
90249
N
N
Administrative Assistant
02-2014
09-2014
City of Pasadena
Pasadena
CA
91101
N
N
Assistant Planner
12-2013
05-2014
Amigos de los Rios
Altadena
CA
91001
N
N
Urban Planning and Public Policy Fellow
08-2013
12-2013
Unemployed
Los Angeles
CA
90042
N
N
Unemployed
10-2012
08-2013
Los Angeles County Metropolitan Transportation Authority
Los Angeles
CA
90012
N
N
Transportation Planner
01-2012
08-2012
University of Southern California
Los Angeles
CA
90007
N
N
Graduate Student
Y
11-2017
CFW ADVISORY SERVICES, LLC
601 W 1ST AVENUE
SUITE 1400
SPOKANE
WA
99201
Y
N
MUNICIPAL ADVISORY
ASSOCIATE
40
MUNICIPAL ADVISORY SERVICES
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
03-28-2022
Emilio Flores
Chief Executive Officer