0001610503-20-000002.txt : 20200304
0001610503-20-000002.hdr.sgml : 20200304
20200304150906
ACCESSION NUMBER: 0001610503-20-000002
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
KELLY-TUASON,DAVID,VINCENT,
FILED AS OF DATE: 20200226
DATE AS OF CHANGE: 20200304
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Caldwell Flores Winters, Inc.
CENTRAL INDEX KEY: 0001610503
IRS NUMBER: 330276406
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-02698
FILM NUMBER: 20686846
BUSINESS ADDRESS:
STREET 1: 6425 CHRISTIE AVENUE, SUITE 270
CITY: EMERYVILLE
STATE: CA
ZIP: 94608
BUSINESS PHONE: 5105968170
MAIL ADDRESS:
STREET 1: 6425 CHRISTIE AVENUE, SUITE 270
CITY: EMERYVILLE
STATE: CA
ZIP: 94608
MA-I/A
1
primary_doc.xml
MA-I/A
0001610503
XXXXXXXX
Heather Slate
415-516-8180
compliance@cfwinc.com
N
N
David
Vincent
Kelly-Tuason
N
1
0001610503
Caldwell Flores Winters, Inc.
01-03-2017
N
867-00493
LOCATED
SUPERVISED
01-03-2017
6425 CHRISTIE AVENUE, SUITE 270
EMERYVILLE
CA
94608
01-2017
Caldwell Flores Winters, Inc
Emeryville
CA
94608
Y
N
Financial Analyst
04-2016
12-2016
INDEPENDENT CONTRACTOR (LYFT AND UBER)
OAKLAND
CA
94612
N
N
Driver
10-2009
03-2016
CITY AND COUNTY OF SAN FRANCISCO
SAN FRANCISCO
CA
94102
N
N
Administrative Assistant
12-2006
09-2009
NEW STUDENT SERVICES, UNIVERSIT OF CALIFORNIA, BERKELEY
BERKELEY
CA
94703
N
N
Coordinator, Counselor, Clerk
Y
03-2016
Independent contractor (Lyft and Uber)
1425 Lakeside Dr
Apt 103
Oakland
CA
94612
N
N
Ride sharing
Driver
10
Provide on-demand, curb-to-curb transportation
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
02-26-2020
Heather Slate
Chief Compliance Officer