0001610503-19-000005.txt : 20190401
0001610503-19-000005.hdr.sgml : 20190401
20190401145117
ACCESSION NUMBER: 0001610503-19-000005
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
FLORES,ERNESTO,RODRIGUEZ,
FILED AS OF DATE: 20190328
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Caldwell Flores Winters, Inc.
CENTRAL INDEX KEY: 0001610503
IRS NUMBER: 330276406
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-02698
FILM NUMBER: 19720170
BUSINESS ADDRESS:
STREET 1: 6425 CHRISTIE AVENUE, SUITE 270
CITY: EMERYVILLE
STATE: CA
ZIP: 94608
BUSINESS PHONE: 5105968170
MAIL ADDRESS:
STREET 1: 6425 CHRISTIE AVENUE, SUITE 270
CITY: EMERYVILLE
STATE: CA
ZIP: 94608
MA-I/A
1
primary_doc.xml
MA-I/A
0001610503
XXXXXXXX
Rosemarie Kaufman
4155169429
compliance@cfwinc.com
emilio@cfwinc.com
compliance@cfwinc.com
N
N
Ernesto
Rodriguez
Flores
Y
2
0001610503
Caldwell Flores Winters, Inc.
12-10-1987
N
867-00493
LOCATED
SUPERVISED
12-10-1987
6425 CHRISTIE AVENUE, SUITE 270
EMERYVILLE
CA
94608
0001678293
CFW Advisory Services, LLC
04-05-2016
N
867-02098
LOCATED
SUPERVISED
04-05-2016
601 W 1ST AVENUE
SUITE 1400
SPOKANE
WA
99201
01-1987
Caldwell Flores Winters, Inc.
EMERYVILLE
CA
94608
Y
N
President/Owner
Y
07-2005
ROVENTINI LLC
POST OFFICE BOX 11026
ZEPHYR COVE
NV
89448
N
N
REAL ESTATE
PARTNER
5
PARTNER
01-2003
LYONS HOLDING
POST OFFICE BOX 11026
ZEPHYR COVE
NV
89448
N
N
REAL ESTATE HOLDINGS
PARTNER
5
PARTNER
01-2004
MICA DRIVE LLC
POST OFFICE BOX 11026
ZEPHYR COVE
NV
89448
N
N
REAL ESTATE
PARTNER
5
PARTNER
01-2003
ERF ENTERPRISES
POST OFFICE BOX 11026
ZEPHYR COVE
NV
89448
N
N
REAL ESTATE HOLDING
PARTNER
5
PARTNER
01-2005
F & G LLC
402 NORTH DIVISION STREET
CARSON CITY
NV
89703
N
N
PROJECT MANAGEMENT
PARTNER
20
PARTNER
01-2006
Ross Park LLC.
Post Office Box 11026
Zephyr Cove
NV
89448
N
N
Real Estate Holding
Partner
5
Partner
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
03-28-2019
Lauren Halloran
Chief Compliance Officer