0001610503-19-000005.txt : 20190401 0001610503-19-000005.hdr.sgml : 20190401 20190401145117 ACCESSION NUMBER: 0001610503-19-000005 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 FLORES,ERNESTO,RODRIGUEZ, FILED AS OF DATE: 20190328 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Caldwell Flores Winters, Inc. CENTRAL INDEX KEY: 0001610503 IRS NUMBER: 330276406 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-02698 FILM NUMBER: 19720170 BUSINESS ADDRESS: STREET 1: 6425 CHRISTIE AVENUE, SUITE 270 CITY: EMERYVILLE STATE: CA ZIP: 94608 BUSINESS PHONE: 5105968170 MAIL ADDRESS: STREET 1: 6425 CHRISTIE AVENUE, SUITE 270 CITY: EMERYVILLE STATE: CA ZIP: 94608 MA-I/A 1 primary_doc.xml MA-I/A 0001610503 XXXXXXXX Rosemarie Kaufman 4155169429 compliance@cfwinc.com emilio@cfwinc.com compliance@cfwinc.com N N Ernesto Rodriguez Flores Y 2 0001610503 Caldwell Flores Winters, Inc. 12-10-1987 N 867-00493 LOCATED SUPERVISED 12-10-1987 6425 CHRISTIE AVENUE, SUITE 270 EMERYVILLE CA 94608 0001678293 CFW Advisory Services, LLC 04-05-2016 N 867-02098 LOCATED SUPERVISED 04-05-2016 601 W 1ST AVENUE SUITE 1400 SPOKANE WA 99201 01-1987 Caldwell Flores Winters, Inc. EMERYVILLE CA 94608 Y N President/Owner Y 07-2005 ROVENTINI LLC POST OFFICE BOX 11026 ZEPHYR COVE NV 89448 N N REAL ESTATE PARTNER 5 PARTNER 01-2003 LYONS HOLDING POST OFFICE BOX 11026 ZEPHYR COVE NV 89448 N N REAL ESTATE HOLDINGS PARTNER 5 PARTNER 01-2004 MICA DRIVE LLC POST OFFICE BOX 11026 ZEPHYR COVE NV 89448 N N REAL ESTATE PARTNER 5 PARTNER 01-2003 ERF ENTERPRISES POST OFFICE BOX 11026 ZEPHYR COVE NV 89448 N N REAL ESTATE HOLDING PARTNER 5 PARTNER 01-2005 F & G LLC 402 NORTH DIVISION STREET CARSON CITY NV 89703 N N PROJECT MANAGEMENT PARTNER 20 PARTNER 01-2006 Ross Park LLC. Post Office Box 11026 Zephyr Cove NV 89448 N N Real Estate Holding Partner 5 Partner N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 03-28-2019 Lauren Halloran Chief Compliance Officer