0001415889-23-002299.txt : 20230210 0001415889-23-002299.hdr.sgml : 20230210 20230210184645 ACCESSION NUMBER: 0001415889-23-002299 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230210 FILED AS OF DATE: 20230210 DATE AS OF CHANGE: 20230210 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Conroy James Grant CENTRAL INDEX KEY: 0001623534 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36711 FILM NUMBER: 23614040 MAIL ADDRESS: STREET 1: 15776 LAGUNA CANYON ROAD CITY: IRVINE STATE: CA ZIP: 92618 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Boot Barn Holdings, Inc. CENTRAL INDEX KEY: 0001610250 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-SHOE STORES [5661] IRS NUMBER: 900776290 STATE OF INCORPORATION: DE FISCAL YEAR END: 0401 BUSINESS ADDRESS: STREET 1: 15345 BARRANCA PARKWAY CITY: IRVINE STATE: CA ZIP: 92618 BUSINESS PHONE: 949-453-4400 MAIL ADDRESS: STREET 1: 15345 BARRANCA PARKWAY CITY: IRVINE STATE: CA ZIP: 92618 4 1 form4-02102023_110234.xml X0306 4 2023-02-10 0001610250 Boot Barn Holdings, Inc. BOOT 0001623534 Conroy James Grant C/O BOOT BARN HOLDINGS, INC. 15345 BARRANCA PKWY IRVINE CA 92618 true true false false PRESIDENT AND CEO Common Stock 2023-02-10 4 M 0 30602 6.15 A 66303 D Common Stock 2023-02-10 4 M 0 26278 23.92 A 92581 D Common Stock 2023-02-10 4 S 0 56880 80.9499 D 35701 D Common Stock 49056 D Options 6.15 2023-02-10 4 M 0 30602 0 D 2025-06-05 Common Stock 30602 0 D Options 23.92 2023-02-10 4 M 0 26278 0 D 2026-05-24 Common Stock 26278 0 D Options 20.94 2030-05-21 Common Stock 29217 29217 D Options 24.08 2030-05-21 Common Stock 31184 31184 D Options 28.63 2029-05-20 Common Stock 18880 18880 D Options 28.63 2029-05-20 Common Stock 227273 227273 D Options 86.96 2032-05-11 Common Stock 86189 86189 D Reflects the weighted average price of sales on February 10, 2023. The shares were sold in multiple transactions at prices ranging from $80.47 to $82.38, inclusive. The reporting person undertakes to provide to Boot Barn Holdings, Inc., any security holder of Boot Barn Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. Consists of the total number of shares of common stock underlying restricted stock units held by the reporting person as of February 10, 2023 that remain subject to time-based vesting. The Options were granted under the Company's 2014 Equity Incentive Plan and were subject to vesting over a five-year period in equal annual installments on each anniversary of the grant date and became fully vested on June 5, 2022. The Options were granted under the Company's 2014 Equity Incentive Plan and were subject to vesting over a four-year period in equal annual installments on each anniversary of the grant date and became fully vested on May 24, 2022. The Options were granted under the Company's 2014 Equity Incentive Plan and are subject to vesting over a four-year period in equal annual installments on each anniversary of the grant date. The Options were granted under the Company's 2014 Equity Incentive Plan and will vest on May 20, 2023, subject to earlier vesting in connection with death, disability or a change in control. Vesting criteria relating to targeted trading prices have been satisfied. The Options were granted under the Company's 2020 Equity Incentive Plan and are subject to vesting on May 12, 2025 if (i) with respect to 33% of the shares of common stock issuable upon exercise of the Options, the average closing price of the common stock on the New York Stock Exchange during any consecutive 30 trading days between May 12, 2022 and May 12, 2025 (the "Average Trading Price") equals or exceeds 150% of the exercise price, (ii) with respect to an additional 33% if the Average Trading Price equals or exceeds 175% of the exercise price and (iii) with respect to an additional 34% if the Average Trading Price equals or exceeds 200% of the exercise price, in each case, subject to earlier vesting in connection with death, disability or a change in control. /s/ James Grant Conroy 2023-02-10