0001415889-23-002299.txt : 20230210
0001415889-23-002299.hdr.sgml : 20230210
20230210184645
ACCESSION NUMBER: 0001415889-23-002299
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230210
FILED AS OF DATE: 20230210
DATE AS OF CHANGE: 20230210
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Conroy James Grant
CENTRAL INDEX KEY: 0001623534
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36711
FILM NUMBER: 23614040
MAIL ADDRESS:
STREET 1: 15776 LAGUNA CANYON ROAD
CITY: IRVINE
STATE: CA
ZIP: 92618
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Boot Barn Holdings, Inc.
CENTRAL INDEX KEY: 0001610250
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-SHOE STORES [5661]
IRS NUMBER: 900776290
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0401
BUSINESS ADDRESS:
STREET 1: 15345 BARRANCA PARKWAY
CITY: IRVINE
STATE: CA
ZIP: 92618
BUSINESS PHONE: 949-453-4400
MAIL ADDRESS:
STREET 1: 15345 BARRANCA PARKWAY
CITY: IRVINE
STATE: CA
ZIP: 92618
4
1
form4-02102023_110234.xml
X0306
4
2023-02-10
0001610250
Boot Barn Holdings, Inc.
BOOT
0001623534
Conroy James Grant
C/O BOOT BARN HOLDINGS, INC.
15345 BARRANCA PKWY
IRVINE
CA
92618
true
true
false
false
PRESIDENT AND CEO
Common Stock
2023-02-10
4
M
0
30602
6.15
A
66303
D
Common Stock
2023-02-10
4
M
0
26278
23.92
A
92581
D
Common Stock
2023-02-10
4
S
0
56880
80.9499
D
35701
D
Common Stock
49056
D
Options
6.15
2023-02-10
4
M
0
30602
0
D
2025-06-05
Common Stock
30602
0
D
Options
23.92
2023-02-10
4
M
0
26278
0
D
2026-05-24
Common Stock
26278
0
D
Options
20.94
2030-05-21
Common Stock
29217
29217
D
Options
24.08
2030-05-21
Common Stock
31184
31184
D
Options
28.63
2029-05-20
Common Stock
18880
18880
D
Options
28.63
2029-05-20
Common Stock
227273
227273
D
Options
86.96
2032-05-11
Common Stock
86189
86189
D
Reflects the weighted average price of sales on February 10, 2023. The shares were sold in multiple transactions at prices ranging from $80.47 to $82.38, inclusive. The reporting person undertakes to provide to Boot Barn Holdings, Inc., any security holder of Boot Barn Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
Consists of the total number of shares of common stock underlying restricted stock units held by the reporting person as of February 10, 2023 that remain subject to time-based vesting.
The Options were granted under the Company's 2014 Equity Incentive Plan and were subject to vesting over a five-year period in equal annual installments on each anniversary of the grant date and became fully vested on June 5, 2022.
The Options were granted under the Company's 2014 Equity Incentive Plan and were subject to vesting over a four-year period in equal annual installments on each anniversary of the grant date and became fully vested on May 24, 2022.
The Options were granted under the Company's 2014 Equity Incentive Plan and are subject to vesting over a four-year period in equal annual installments on each anniversary of the grant date.
The Options were granted under the Company's 2014 Equity Incentive Plan and will vest on May 20, 2023, subject to earlier vesting in connection with death, disability or a change in control. Vesting criteria relating to targeted trading prices have been satisfied.
The Options were granted under the Company's 2020 Equity Incentive Plan and are subject to vesting on May 12, 2025 if (i) with respect to 33% of the shares of common stock issuable upon exercise of the Options, the average closing price of the common stock on the New York Stock Exchange during any consecutive 30 trading days between May 12, 2022 and May 12, 2025 (the "Average Trading Price") equals or exceeds 150% of the exercise price, (ii) with respect to an additional 33% if the Average Trading Price equals or exceeds 175% of the exercise price and (iii) with respect to an additional 34% if the Average Trading Price equals or exceeds 200% of the exercise price, in each case, subject to earlier vesting in connection with death, disability or a change in control.
/s/ James Grant Conroy
2023-02-10