0001415889-22-003307.txt : 20220323 0001415889-22-003307.hdr.sgml : 20220323 20220323185934 ACCESSION NUMBER: 0001415889-22-003307 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220319 FILED AS OF DATE: 20220323 DATE AS OF CHANGE: 20220323 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hazen John CENTRAL INDEX KEY: 0001766683 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36711 FILM NUMBER: 22764247 MAIL ADDRESS: STREET 1: 14852 VANGUARD CITY: HUNTINGTON BEACH STATE: CA ZIP: 92647 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Boot Barn Holdings, Inc. CENTRAL INDEX KEY: 0001610250 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-SHOE STORES [5661] IRS NUMBER: 900776290 STATE OF INCORPORATION: DE FISCAL YEAR END: 0326 BUSINESS ADDRESS: STREET 1: 15345 BARRANCA PARKWAY CITY: IRVINE STATE: CA ZIP: 92618 BUSINESS PHONE: 949-453-4400 MAIL ADDRESS: STREET 1: 15345 BARRANCA PARKWAY CITY: IRVINE STATE: CA ZIP: 92618 4 1 form4-03232022_030322.xml X0306 4 2022-03-19 0001610250 Boot Barn Holdings, Inc. BOOT 0001766683 Hazen John C/O BOOT BARN HOLDINGS, INC. 15345 BARRANCA PKWY IRVINE CA 92618 false true false false CHIEF DIGITAL OFFICER Common Stock 2022-03-19 4 F 0 1331 100 D 2420 D Common Stock 2022-03-21 4 M 0 11254 18.66 A 13674 D Common Stock 2022-03-21 4 S 0 11254 100.4362 D 2420 D Common Stock 2022-03-23 4 S 0 2420 99.7292 D 0 D Common Stock 15295 D Options 18.66 2022-03-21 4 M 0 11254 0 D 2026-03-19 Common Stock 11254 11254 D Options 28.63 2029-05-20 Common Stock 6214 6214 D Options 20.94 2030-05-21 Common Stock 9159 9159 D Options 24.08 2030-05-21 Common Stock 9776 9776 D On March 19, 2022, in connection with the vesting of shares underlying 3,751 previously disclosed restricted stock units, the issuer withheld 1,331 shares of common stock to satisfy withholding taxes due in connection with such vesting. Such shares had a market value of $100.00 per share, the closing price of the common stock on the first trading day following the vesting date. Amount of securities beneficially owned consists of the number of shares of common stock held by the reporting person as of March 19, 2022, including the shares awarded in connection with such vesting, but excluding any shares of common stock subject to further vesting conditions. See Note 5 below. All sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Reflects the weighted average price of sales on March 21, 2022. The shares were sold in multiple transactions at prices ranging from $98.45 to $104.90, inclusive. The reporting person undertakes to provide to Boot Barn Holdings, Inc., any security holder of Boot Barn Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. Reflects the weighted average price of sales on March 23, 2022. The shares were sold in multiple transactions at prices ranging from $97.93 to $101.53, inclusive. The reporting person undertakes to provide to Boot Barn Holdings, Inc., any security holder of Boot Barn Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. Consists of the total number of shares of common stock underlying restricted stock units held by the reporting person as of March 23, 2022 that remain subject to time-based vesting. The Options were granted under the Company's 2014 Equity Incentive Plan and are subject to vesting over a five-year period in equal annual installments on each anniversary of the grant date. The Options were granted under the Company's 2014 Equity Incentive Plan and are subject to vesting over a four-year period in equal annual installments on each anniversary of the grant date. /s/ John Hazen 2022-03-23