0001179110-21-005990.txt : 20210526 0001179110-21-005990.hdr.sgml : 20210526 20210526195119 ACCESSION NUMBER: 0001179110-21-005990 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210522 FILED AS OF DATE: 20210526 DATE AS OF CHANGE: 20210526 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hazen John CENTRAL INDEX KEY: 0001766683 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36711 FILM NUMBER: 21968002 MAIL ADDRESS: STREET 1: 14852 VANGUARD CITY: HUNTINGTON BEACH STATE: CA ZIP: 92647 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Boot Barn Holdings, Inc. CENTRAL INDEX KEY: 0001610250 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-SHOE STORES [5661] IRS NUMBER: 900776290 STATE OF INCORPORATION: DE FISCAL YEAR END: 0327 BUSINESS ADDRESS: STREET 1: 15345 BARRANCA PARKWAY CITY: IRVINE STATE: CA ZIP: 92618 BUSINESS PHONE: 949-453-4400 MAIL ADDRESS: STREET 1: 15345 BARRANCA PARKWAY CITY: IRVINE STATE: CA ZIP: 92618 4 1 edgar.xml FORM 4 - X0306 4 2021-05-22 0 0001610250 Boot Barn Holdings, Inc. BOOT 0001766683 Hazen John C/O BOOT BARN HOLDINGS, INC. 15345 BARRANCA PKWY IRVINE CA 92618 0 1 0 0 Chief Digital Officer Common Stock 2021-05-22 4 F 0 1069 74.12 D 1666 D Common Stock 2021-05-24 4 S 0 579 73.8316 D 1087 D Common Stock 2021-05-24 4 M 0 3054 20.94 A 4141 D Common Stock 2021-05-24 4 M 0 3259 24.08 A 7400 D Common Stock 2021-05-24 4 S 0 6313 73.7969 D 1087 D Common Stock 2021-05-25 4 S 0 1087 73.5927 D 0 D Common Stock 19046 D Options 20.94 2021-05-24 4 M 0 3054 0 D 2030-05-21 Common Stock 3054 9159 D Options 24.08 2021-05-24 4 M 0 3259 0 D 2030-05-20 Common Stock 3259 9776 D Options 28.63 2029-05-20 Common Stock 6214 6214 D Options 18.66 2026-03-19 Common Stock 22508 22508 D On May 22, 2021, in connection with the vesting of shares underlying an aggregate of 2,156 previously disclosed restricted stock units, the issuer withheld 1,069 shares of common stock to satisfy withholding taxes due in connection with such vesting. Such shares had a market value of $74.12 per share, the closing price of the common stock on the first trading day following the vesting date. Amount of securities beneficially owned consists of the number of shares of common stock held by the reporting person as of May 22, 2021, including the shares awarded in connection with such vesting, but excluding any shares of common stock subject to further vesting conditions. See Note 6 below. All sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Reflects the weighted average price of sales on May 24, 2021. The shares were sold in multiple transactions at prices ranging from $73.06 to $74.66, inclusive. The reporting person undertakes to provide to Boot Barn Holdings, Inc., any security holder of Boot Barn Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. Reflects the weighted average price of sales on May 24, 2021. The shares were sold in multiple transactions at prices ranging from $72.97 to $74.58, inclusive. The reporting person undertakes to provide to Boot Barn Holdings, Inc., any security holder of Boot Barn Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. Reflects the weighted average price of sales on May 25, 2021. The shares were sold in multiple transactions at prices ranging from $72.54 to $75.97, inclusive. The reporting person undertakes to provide to Boot Barn Holdings, Inc., any security holder of Boot Barn Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. Consists of the total number of shares of common stock underlying restricted stock units held by the reporting person as of May 25, 2021 that remain subject to time-based vesting. The Options were granted under the Company's 2014 Equity Incentive Plan and are subject to vesting over a four-year period in equal annual installments on each anniversary of the grant date. The Options were granted under the Company's 2014 Equity Incentive Plan and are subject to vesting over a five-year period in equal annual installments on each anniversary of the grant date. /s/ John Hazen 2021-05-26