0001179110-21-005990.txt : 20210526
0001179110-21-005990.hdr.sgml : 20210526
20210526195119
ACCESSION NUMBER: 0001179110-21-005990
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210522
FILED AS OF DATE: 20210526
DATE AS OF CHANGE: 20210526
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hazen John
CENTRAL INDEX KEY: 0001766683
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36711
FILM NUMBER: 21968002
MAIL ADDRESS:
STREET 1: 14852 VANGUARD
CITY: HUNTINGTON BEACH
STATE: CA
ZIP: 92647
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Boot Barn Holdings, Inc.
CENTRAL INDEX KEY: 0001610250
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-SHOE STORES [5661]
IRS NUMBER: 900776290
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0327
BUSINESS ADDRESS:
STREET 1: 15345 BARRANCA PARKWAY
CITY: IRVINE
STATE: CA
ZIP: 92618
BUSINESS PHONE: 949-453-4400
MAIL ADDRESS:
STREET 1: 15345 BARRANCA PARKWAY
CITY: IRVINE
STATE: CA
ZIP: 92618
4
1
edgar.xml
FORM 4 -
X0306
4
2021-05-22
0
0001610250
Boot Barn Holdings, Inc.
BOOT
0001766683
Hazen John
C/O BOOT BARN HOLDINGS, INC.
15345 BARRANCA PKWY
IRVINE
CA
92618
0
1
0
0
Chief Digital Officer
Common Stock
2021-05-22
4
F
0
1069
74.12
D
1666
D
Common Stock
2021-05-24
4
S
0
579
73.8316
D
1087
D
Common Stock
2021-05-24
4
M
0
3054
20.94
A
4141
D
Common Stock
2021-05-24
4
M
0
3259
24.08
A
7400
D
Common Stock
2021-05-24
4
S
0
6313
73.7969
D
1087
D
Common Stock
2021-05-25
4
S
0
1087
73.5927
D
0
D
Common Stock
19046
D
Options
20.94
2021-05-24
4
M
0
3054
0
D
2030-05-21
Common Stock
3054
9159
D
Options
24.08
2021-05-24
4
M
0
3259
0
D
2030-05-20
Common Stock
3259
9776
D
Options
28.63
2029-05-20
Common Stock
6214
6214
D
Options
18.66
2026-03-19
Common Stock
22508
22508
D
On May 22, 2021, in connection with the vesting of shares underlying an aggregate of 2,156 previously disclosed restricted stock units, the issuer withheld 1,069 shares of common stock to satisfy withholding taxes due in connection with such vesting. Such shares had a market value of $74.12 per share, the closing price of the common stock on the first trading day following the vesting date. Amount of securities beneficially owned consists of the number of shares of common stock held by the reporting person as of May 22, 2021, including the shares awarded in connection with such vesting, but excluding any shares of common stock subject to further vesting conditions. See Note 6 below.
All sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
Reflects the weighted average price of sales on May 24, 2021. The shares were sold in multiple transactions at prices ranging from $73.06 to $74.66, inclusive. The reporting person undertakes to provide to Boot Barn Holdings, Inc., any security holder of Boot Barn Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
Reflects the weighted average price of sales on May 24, 2021. The shares were sold in multiple transactions at prices ranging from $72.97 to $74.58, inclusive. The reporting person undertakes to provide to Boot Barn Holdings, Inc., any security holder of Boot Barn Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
Reflects the weighted average price of sales on May 25, 2021. The shares were sold in multiple transactions at prices ranging from $72.54 to $75.97, inclusive. The reporting person undertakes to provide to Boot Barn Holdings, Inc., any security holder of Boot Barn Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
Consists of the total number of shares of common stock underlying restricted stock units held by the reporting person as of May 25, 2021 that remain subject to time-based vesting.
The Options were granted under the Company's 2014 Equity Incentive Plan and are subject to vesting over a four-year period in equal annual installments on each anniversary of the grant date.
The Options were granted under the Company's 2014 Equity Incentive Plan and are subject to vesting over a five-year period in equal annual installments on each anniversary of the grant date.
/s/ John Hazen
2021-05-26