0001179110-21-003725.txt : 20210323
0001179110-21-003725.hdr.sgml : 20210323
20210323171219
ACCESSION NUMBER: 0001179110-21-003725
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210319
FILED AS OF DATE: 20210323
DATE AS OF CHANGE: 20210323
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hazen John
CENTRAL INDEX KEY: 0001766683
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36711
FILM NUMBER: 21765586
MAIL ADDRESS:
STREET 1: 14852 VANGUARD
CITY: HUNTINGTON BEACH
STATE: CA
ZIP: 92647
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Boot Barn Holdings, Inc.
CENTRAL INDEX KEY: 0001610250
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-SHOE STORES [5661]
IRS NUMBER: 900776290
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0327
BUSINESS ADDRESS:
STREET 1: 15345 BARRANCA PARKWAY
CITY: IRVINE
STATE: CA
ZIP: 92618
BUSINESS PHONE: 949-453-4400
MAIL ADDRESS:
STREET 1: 15345 BARRANCA PARKWAY
CITY: IRVINE
STATE: CA
ZIP: 92618
4
1
edgar.xml
FORM 4 -
X0306
4
2021-03-19
0
0001610250
Boot Barn Holdings, Inc.
BOOT
0001766683
Hazen John
C/O BOOT BARN HOLDINGS, INC.
15345 BARRANCA PKWY
IRVINE
CA
92618
0
1
0
0
Chief Digital Officer
Common Stock
2021-03-19
4
M
0
11254
18.66
A
11254
D
Common Stock
2021-03-19
4
S
0
11254
64.5865
D
0
D
Common Stock
2021-03-19
4
F
0
1293
65.60
D
2459
D
Common Stock
19575
D
Options
18.66
2021-03-19
4
M
0
11254
0
D
2026-03-19
Common Stock
11254
22508
D
Options
28.63
2029-05-20
Common Stock
9321
9321
D
Options
20.94
2030-05-21
Common Stock
12213
12213
D
Options
24.08
2030-05-21
Common Stock
13035
13035
D
All sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
Reflects the weighted average price of sales on March 19, 2021. The shares were sold in multiple transactions at prices ranging from $62.85 to $65.72, inclusive. The reporting person undertakes to provide to Boot Barn Holdings, Inc., any security holder of Boot Barn Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
On March 19, 2021, in connection with the vesting of shares underlying 3,752 previously disclosed restricted stock units, the issuer withheld 1,293 shares of common stock to satisfy withholding taxes due in connection with such vesting. Such shares had a market value of $65.60 per share, the closing price of the common stock on the vesting date. Amount of securities beneficially owned consists of the number of shares of common stock held by the reporting person as of March 19, 2021, including the shares awarded in connection with such vesting, but excluding any shares of common stock subject to further vesting conditions. See Note 5 below.
Consists of the number of shares of common stock held by the reporting person as of March 19, 2021 that are not subject to further vesting conditions.
Consists of the total number of shares of common stock underlying restricted stock units held by the reporting person as of March 19, 2021 that remain subject to time-based vesting.
The Options were granted under the Company's 2014 Equity Incentive Plan and are subject to vesting over a five-year period in equal annual installments on each anniversary of the grant date.
The Options were granted under the Company's 2014 Equity Incentive Plan and are subject to vesting over a four-year period in equal annual installments on each anniversary of the grant date.
/s/ John Hazen
2021-03-23