0001179110-21-003725.txt : 20210323 0001179110-21-003725.hdr.sgml : 20210323 20210323171219 ACCESSION NUMBER: 0001179110-21-003725 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210319 FILED AS OF DATE: 20210323 DATE AS OF CHANGE: 20210323 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hazen John CENTRAL INDEX KEY: 0001766683 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36711 FILM NUMBER: 21765586 MAIL ADDRESS: STREET 1: 14852 VANGUARD CITY: HUNTINGTON BEACH STATE: CA ZIP: 92647 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Boot Barn Holdings, Inc. CENTRAL INDEX KEY: 0001610250 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-SHOE STORES [5661] IRS NUMBER: 900776290 STATE OF INCORPORATION: DE FISCAL YEAR END: 0327 BUSINESS ADDRESS: STREET 1: 15345 BARRANCA PARKWAY CITY: IRVINE STATE: CA ZIP: 92618 BUSINESS PHONE: 949-453-4400 MAIL ADDRESS: STREET 1: 15345 BARRANCA PARKWAY CITY: IRVINE STATE: CA ZIP: 92618 4 1 edgar.xml FORM 4 - X0306 4 2021-03-19 0 0001610250 Boot Barn Holdings, Inc. BOOT 0001766683 Hazen John C/O BOOT BARN HOLDINGS, INC. 15345 BARRANCA PKWY IRVINE CA 92618 0 1 0 0 Chief Digital Officer Common Stock 2021-03-19 4 M 0 11254 18.66 A 11254 D Common Stock 2021-03-19 4 S 0 11254 64.5865 D 0 D Common Stock 2021-03-19 4 F 0 1293 65.60 D 2459 D Common Stock 19575 D Options 18.66 2021-03-19 4 M 0 11254 0 D 2026-03-19 Common Stock 11254 22508 D Options 28.63 2029-05-20 Common Stock 9321 9321 D Options 20.94 2030-05-21 Common Stock 12213 12213 D Options 24.08 2030-05-21 Common Stock 13035 13035 D All sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Reflects the weighted average price of sales on March 19, 2021. The shares were sold in multiple transactions at prices ranging from $62.85 to $65.72, inclusive. The reporting person undertakes to provide to Boot Barn Holdings, Inc., any security holder of Boot Barn Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. On March 19, 2021, in connection with the vesting of shares underlying 3,752 previously disclosed restricted stock units, the issuer withheld 1,293 shares of common stock to satisfy withholding taxes due in connection with such vesting. Such shares had a market value of $65.60 per share, the closing price of the common stock on the vesting date. Amount of securities beneficially owned consists of the number of shares of common stock held by the reporting person as of March 19, 2021, including the shares awarded in connection with such vesting, but excluding any shares of common stock subject to further vesting conditions. See Note 5 below. Consists of the number of shares of common stock held by the reporting person as of March 19, 2021 that are not subject to further vesting conditions. Consists of the total number of shares of common stock underlying restricted stock units held by the reporting person as of March 19, 2021 that remain subject to time-based vesting. The Options were granted under the Company's 2014 Equity Incentive Plan and are subject to vesting over a five-year period in equal annual installments on each anniversary of the grant date. The Options were granted under the Company's 2014 Equity Incentive Plan and are subject to vesting over a four-year period in equal annual installments on each anniversary of the grant date. /s/ John Hazen 2021-03-23