0001179110-21-001009.txt : 20210201
0001179110-21-001009.hdr.sgml : 20210201
20210201190534
ACCESSION NUMBER: 0001179110-21-001009
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210201
FILED AS OF DATE: 20210201
DATE AS OF CHANGE: 20210201
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Conroy James Grant
CENTRAL INDEX KEY: 0001623534
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36711
FILM NUMBER: 21578250
MAIL ADDRESS:
STREET 1: 15776 LAGUNA CANYON ROAD
CITY: IRVINE
STATE: CA
ZIP: 92618
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Boot Barn Holdings, Inc.
CENTRAL INDEX KEY: 0001610250
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-SHOE STORES [5661]
IRS NUMBER: 900776290
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0327
BUSINESS ADDRESS:
STREET 1: 15345 BARRANCA PARKWAY
CITY: IRVINE
STATE: CA
ZIP: 92618
BUSINESS PHONE: 949-453-4400
MAIL ADDRESS:
STREET 1: 15345 BARRANCA PARKWAY
CITY: IRVINE
STATE: CA
ZIP: 92618
4
1
edgar.xml
FORM 4 -
X0306
4
2021-02-01
0
0001610250
Boot Barn Holdings, Inc.
BOOT
0001623534
Conroy James Grant
C/O BOOT BARN HOLDINGS, INC.
15345 BARRANCA PKWY
IRVINE
CA
92618
1
1
0
0
Chief Executive Officer
Common Stock
2021-02-01
4
M
0
58553
28.82
A
77482
D
Common Stock
2021-02-01
4
S
0
58553
56.5312
D
18929
D
Common Stock
50832
D
Options
28.82
2021-02-01
4
M
0
58553
0
D
2023-06-09
Common Stock
58553
0
D
Options
6.15
2025-06-05
Common Stock
50602
50602
D
Options
7.11
2024-05-20
Common Stock
28568
28568
D
Options
20.94
2030-05-21
Common Stock
38957
38957
D
Options
23.92
2026-05-24
Common Stock
105112
105112
D
Options
24.08
2030-05-21
Common Stock
41579
41579
D
Options
28.63
2029-05-20
Common Stock
227273
227273
D
Options
28.63
2029-05-20
Common Stock
37760
37760
D
Reflects the weighted average price of sales on February 1, 2021. The shares were sold in multiple transactions at prices ranging from $56.12 to $56.91, inclusive. The reporting person undertakes to provide to Boot Barn Holdings, Inc., any security holder of Boot Barn Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
Consists of the number of shares of common stock held by the reporting person as of February 1, 2021 that are not subject to further vesting conditions.
Consists of the total number of shares of common stock underlying restricted stock units held by the reporting person as of February 1, 2021 that remain subject to time-based vesting.
The Options were granted under the Company's 2014 Equity Incentive Plan and are subject to vesting over a five-year period in equal annual installments on each anniversary of the grant date.
The Options were granted under the Company's 2014 Equity Incentive Plan and are subject to vesting over a four-year period in equal annual installments on each anniversary of the grant date.
The Options were granted under the Company's 2014 Equity Incentive Plan and are subject to vesting on May 20, 2023 if (i) with respect to 33% of the shares of common stock issuable upon exercise of the Options, the average closing price of the common stock on the New York Stock Exchange during any consecutive 30 trading days between May 20, 2019 and May 20, 2023 (the "Average Trading Price") equals or exceeds 150% of the exercise price, (ii) with respect to an additional 33% if the Average Trading Price equals or exceeds 175% of the exercise price and (iii) with respect to an additional 34% if the Average Trading Price equals or exceeds 200% of the exercise price, in each case, subject to earlier vesting in connection with death, disability or a change in control.
/s/ James Grant Conroy
2021-02-01