0001104659-21-136340.txt : 20211109 0001104659-21-136340.hdr.sgml : 20211109 20211109170152 ACCESSION NUMBER: 0001104659-21-136340 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211105 FILED AS OF DATE: 20211109 DATE AS OF CHANGE: 20211109 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Love Michael A CENTRAL INDEX KEY: 0001766863 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36711 FILM NUMBER: 211393094 MAIL ADDRESS: STREET 1: 4 CENTAURUS WAY CITY: COTO DE CAZA STATE: CA ZIP: 92679 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Boot Barn Holdings, Inc. CENTRAL INDEX KEY: 0001610250 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-SHOE STORES [5661] IRS NUMBER: 900776290 STATE OF INCORPORATION: DE FISCAL YEAR END: 0326 BUSINESS ADDRESS: STREET 1: 15345 BARRANCA PARKWAY CITY: IRVINE STATE: CA ZIP: 92618 BUSINESS PHONE: 949-453-4400 MAIL ADDRESS: STREET 1: 15345 BARRANCA PARKWAY CITY: IRVINE STATE: CA ZIP: 92618 4 1 tm2132365-1_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2021-11-05 0 0001610250 Boot Barn Holdings, Inc. BOOT 0001766863 Love Michael A C/O BOOT BARN HOLDINGS, INC. 15345 BARRANCA PKWY IRIVINE CA 92618 0 1 0 0 Senior Vice President Stores Common Stock 2021-11-05 4 M 0 5062 6.15 A 10579 D Common Stock 2021-11-05 4 M 0 3680 7.11 A 14259 D Common Stock 2021-11-05 4 M 0 2021 20.94 A 16280 D Common Stock 2021-11-05 4 M 0 3971 23.92 A 20251 D Common Stock 2021-11-05 4 M 0 2157 24.08 A 22408 D Common Stock 2021-11-05 4 M 0 2045 28.63 A 24453 D Common Stock 2021-11-05 4 S 0 18936 118.3686 D 5517 D Common Stock 8693 D Options 6.15 2021-11-05 4 M 0 5062 0 D 2025-06-05 Common Stock 5062 5061 D Options 7.11 2021-11-05 4 M 0 3680 0 D 2024-05-20 Common Stock 3680 0 D Options 20.94 2021-11-05 4 M 0 2021 0 D 2030-05-21 Common Stock 2021 6062 D Options 23.92 2021-11-05 4 M 0 3971 0 D 2026-05-24 Common Stock 3971 3970 D Options 24.08 2021-11-05 4 M 0 2157 0 D 2030-05-21 Common Stock 2157 6470 D Options 28.63 2021-11-05 4 M 0 2045 0 D 2029-05-20 Common Stock 2045 4090 D Reflects the weighted average price of sales on November 5, 2021. The shares were sold in multiple transactions at prices ranging from $116.8400 to $119.6400, inclusive. The reporting person undertakes to provide to Boot Barn Holdings, Inc., any security holder of Boot Barn Holdings, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. Consists of the number of shares of common stock held by the reporting person as of November 9, 2021 that are not subject to further vesting conditions. See Note 3 below. Consists of the number of shares of common stock underlying restricted stock units held by the reporting person as of November 9, 2021 that remain subject to time-based vesting. The Options were granted under the Company's 2014 Equity Incentive Plan and are subject to vesting over a five-year period in equal annual installments on each anniversary of the grant date. The Options were granted under the Company's 2014 Equity Incentive Plan and are subject to vesting over a four-year period in equal annual installments on each anniversary of the grant date. /s/ Michael A. Love 2021-11-09