0001610215-24-000003.txt : 20240328 0001610215-24-000003.hdr.sgml : 20240328 20240328172246 ACCESSION NUMBER: 0001610215-24-000003 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 MA-I INDIVIDUAL: CRUZ,ERICK,ANTHONY, FILED AS OF DATE: 20240327 DATE AS OF CHANGE: 20240328 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Dale Scott & Co., Inc. CENTRAL INDEX KEY: 0001610215 ORGANIZATION NAME: IRS NUMBER: 943033425 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-02877 FILM NUMBER: 24800526 BUSINESS ADDRESS: STREET 1: 548 MARKET ST. STREET 2: #44410 CITY: SAN FRANCISCO STATE: CA ZIP: 94104 BUSINESS PHONE: (415) 956-1030 MAIL ADDRESS: STREET 1: 548 MARKET ST. STREET 2: #44410 CITY: SAN FRANCISCO STATE: CA ZIP: 94104 MA-I 1 primary_doc.xml MA-I 0001610215 XXXXXXXX Nicole Roberts 415-956-1030 nroberts@dalescott.com N N Erick Anthony Cruz Y 1 0001610215 Dale Scott & Co., Inc. 02-01-2024 N 867-00537 SUPERVISED 02-01-2024 548 MARKET ST. #44410 SAN FRANCISCO CA 94104 02-2024 Dale Scott & Company San Francisco CA 94104 Y Y Analyst 07-2023 01-2024 Chevron San Ramon CA 94583 N N Turnaround Cost Analyst 05-2022 06-2023 PFM Financial Advisors LLC San Francisco CA 94104 Y N Senior Analyst 03-2019 04-2022 Federal Home Loan Bank of San Francisco San Francisco CA 94104 N N Operations Analyst 03-2018 04-2019 Caldwell Flores Winters Inc Emeryville CA 94608 Y N Senior Analyst 07-2017 03-2018 Wulff Hansen & Co San Rafael CA 94903 Y Y Analyst 08-2016 05-2017 Dale Scott & Company San Francisco CA 94108 Y N Analyst 01-2016 08-2016 Unemployed Richmond CA 94803 N N Unemployed 03-2014 01-2016 Metropolitan Transportation Commission San Francisco CA 94105 N N Finance Intern 05-2012 03-2014 San Francisco State University San Francisco CA 94132 N N Full Time Student N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 03-27-2024 Nicole T Roberts Compliance Officer