0001610215-21-000012.txt : 20211020 0001610215-21-000012.hdr.sgml : 20211020 20211020102007 ACCESSION NUMBER: 0001610215-21-000012 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 CRUMP,JOSEPH,CHRISTOPHER, FILED AS OF DATE: 20211019 DATE AS OF CHANGE: 20211020 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Dale Scott & Co., Inc. CENTRAL INDEX KEY: 0001610215 IRS NUMBER: 943033425 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-02877 FILM NUMBER: 211333005 BUSINESS ADDRESS: STREET 1: 650 CALIFORNIA ST. STREET 2: SUITE 2050 CITY: SAN FRANCISCO STATE: CA ZIP: 94108 BUSINESS PHONE: (415) 956-1030 MAIL ADDRESS: STREET 1: 650 CALIFORNIA ST. STREET 2: SUITE 2050 CITY: SAN FRANCISCO STATE: CA ZIP: 94108 MA-I/A 1 primary_doc.xml MA-I/A 0001610215 XXXXXXXX Nicole Roberts 4159561030 nroberts@dalescott.com mekissell@dalescott.com N N JOSEPH CHRISTOPHER CRUMP N 1 0001610215 Dale Scott & Co., Inc. 06-17-2015 N 867-00537 LOCATED SUPERVISED 06-17-2015 548 Market Street #44410 SAN FRANCISCO CA 94104 06-2015 Dale Scott & Co., Inc. SAN FRANCISCO CA 94108 Y N ANALYST 06-2014 05-2015 MASSACHUSETTS OFFICE OF THE STATE TREASURER BOSTON MA 02108 N N ANALYST 10-2013 05-2014 BRANDEIS UNIVERSITY WALTHAM MA 02453 N N TUTOR 04-2008 07-2013 ELKINS RANCH GOLF COURSE FILLMORE CA 93015 N N SERVICE ASSOCIATE 08-2006 06-2008 VENTURA COMMUNITY COLLEGE VENTURA CA 93003 N N STUDENT 08-2002 05-2006 ST. AUGUSTINE ACADEMY VENTURA CA 93004 N N STUDENT N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 10-19-2021 Nicole Roberts Compliance Officer