0001610215-21-000009.txt : 20210402
0001610215-21-000009.hdr.sgml : 20210402
20210402154850
ACCESSION NUMBER: 0001610215-21-000009
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
FARRELL,MARK,JOSEPH,
FILED AS OF DATE: 20210402
DATE AS OF CHANGE: 20210402
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Dale Scott & Co., Inc.
CENTRAL INDEX KEY: 0001610215
IRS NUMBER: 943033425
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-02877
FILM NUMBER: 21801908
BUSINESS ADDRESS:
STREET 1: 650 CALIFORNIA ST.
STREET 2: SUITE 2050
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94108
BUSINESS PHONE: (415) 956-1030
MAIL ADDRESS:
STREET 1: 650 CALIFORNIA ST.
STREET 2: SUITE 2050
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94108
MA-I/A
1
primary_doc.xml
MA-I/A
0001610215
XXXXXXXX
Nicole Roberts
4159561030
nroberts@dalescott.com
mekissell@dalescott.com
N
N
Mark
Joseph
Farrell
N
1
0001610215
Dale Scott & Co., Inc.
03-25-2013
N
867-00537
SUPERVISED
03-25-2013
548 Market Street
#44410
SAN FRANCISCO
CA
94104
LOCATED
03-25-2013
1600 ROSECRANS AVE. MEDIA CENTER
4TH FLOOR
MANHATTAN BEACH
CA
92066
03-2013
Dale Scott & Co., Inc.
San Francisco
CA
94108
Y
N
Senior Financial Advisor
12-2002
03-2013
Piper Jaffray
Los Angeles
CA
90014
Y
Y
Managing Director
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
04-02-2021
Nicole Roberts
Compliance Contact