0001610215-21-000003.txt : 20210402
0001610215-21-000003.hdr.sgml : 20210402
20210402155014
ACCESSION NUMBER: 0001610215-21-000003
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
DUNN,ALEXANDER,ESTIOKO,
FILED AS OF DATE: 20210402
DATE AS OF CHANGE: 20210402
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Dale Scott & Co., Inc.
CENTRAL INDEX KEY: 0001610215
IRS NUMBER: 943033425
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-02877
FILM NUMBER: 21801915
BUSINESS ADDRESS:
STREET 1: 650 CALIFORNIA ST.
STREET 2: SUITE 2050
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94108
BUSINESS PHONE: (415) 956-1030
MAIL ADDRESS:
STREET 1: 650 CALIFORNIA ST.
STREET 2: SUITE 2050
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94108
MA-I/A
1
primary_doc.xml
MA-I/A
0001610215
XXXXXXXX
Nicole Roberts
4159561030
nroberts@dalescott.com
nroberts@dalescott.com
N
Y
ALEXANDER
ESTIOKO
DUNN
N
1
0001610215
Dale Scott & Co., Inc.
08-24-2016
N
867-00537
LOCATED
SUPERVISED
06-21-2017
650 CALIFORNIA ST.
8TH FLOOR
SAN FRANCISCO
CA
94108
ALEXANDER
MASON
DUNN
08-2016
DALE SCOTT & CO., INC.
SAN FRANCISCO
CA
94108
Y
N
ANALYST
11-2015
08-2016
SMARTBIZ, INC.
SAN FRANCISCO
CA
94115
N
N
RELATIONSHIP MANAGER
02-2012
10-2015
FISHER INVESTMENTS
SAN MATEO
CA
94404
N
Y
INVESTMENT ADVISOR
08-2010
06-2013
SAN FRANCISCO STATE UNIVERSITY
SAN FRANCISCO
CA
94132
N
N
STUDENT
08-2006
08-2010
UNITED STATES MARINE CORPS
SAN DIEGO
CA
92145
N
N
MILITARY SERVICE - SERGEANT
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
04-02-2021
Nicole T Roberts
Compliance Contact