0001610215-18-000012.txt : 20180823 0001610215-18-000012.hdr.sgml : 20180823 20180823160235 ACCESSION NUMBER: 0001610215-18-000012 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 SCOTT,DALE,ALLEN, FILED AS OF DATE: 20180820 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Dale Scott & Co., Inc. CENTRAL INDEX KEY: 0001610215 IRS NUMBER: 943033425 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-02877 FILM NUMBER: 181034810 BUSINESS ADDRESS: STREET 1: 650 CALIFORNIA ST. STREET 2: SUITE 2050 CITY: SAN FRANCISCO STATE: CA ZIP: 94108 BUSINESS PHONE: (415) 956-1030 MAIL ADDRESS: STREET 1: 650 CALIFORNIA ST. STREET 2: SUITE 2050 CITY: SAN FRANCISCO STATE: CA ZIP: 94108 MA-I/A 1 primary_doc.xml MA-I/A 0001610215 XXXXXXXX Mary Ellen Kissell 4159561030 mekissell@dalescott.com dave.sanchez@nortonrosefulbright.com N N Dale Allen Scott N 1 0001610215 Dale Scott & Co., Inc. 03-06-1987 N 867-00537 LOCATED 03-06-1987 650 CALIFORNIA ST. Suite 2050 SAN FRANCISCO CA 94108 03-1987 Dale Scott & Co., Inc. San Francisco CA 94108 Y N President N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N Y N N N N N N N N N N N N N N N N N 08-20-2018 Dale Allen Scott President 6C 08-15-2018 Investigation regarding compliance with federal securities laws applicable to municipal advisors. Debt - Municipal