0001610215-18-000009.txt : 20180129
0001610215-18-000009.hdr.sgml : 20180129
20180129110648
ACCESSION NUMBER: 0001610215-18-000009
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20180125
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Dale Scott & Co., Inc.
CENTRAL INDEX KEY: 0001610215
IRS NUMBER: 943033425
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-02877
FILM NUMBER: 18553915
BUSINESS ADDRESS:
STREET 1: 650 CALIFORNIA ST.
STREET 2: SUITE 2050
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94108
BUSINESS PHONE: (415) 956-1030
MAIL ADDRESS:
STREET 1: 650 CALIFORNIA ST.
STREET 2: SUITE 2050
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94108
MA-I/A
1
primary_doc.xml
MA-I/A
0001610215
XXXXXXXX
Nicole Roberts
4159561030
nroberts@dalescott.com
mekissell@dalescott.com
N
N
Mark
Joseph
Farrell
N
1
0001610215
Dale Scott & Co., Inc.
03-25-2013
N
867-00537
SUPERVISED
03-25-2013
650 CALIFORNIA ST.
Suite 2050
SAN FRANCISCO
CA
94108
LOCATED
03-25-2013
1600 ROSECRANS AVE. MEDIA CENTER
4TH FLOOR
MANHATTAN BEACH
CA
92066
03-2013
Dale Scott & Co., Inc.
San Francisco
CA
94108
Y
N
Senior Financial Advisor
12-2002
03-2013
Piper Jaffray
Los Angeles
CA
90014
Y
Y
Managing Director
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
01-25-2018
NICOLE ROBERTS
ANALYST