0001610215-18-000009.txt : 20180129 0001610215-18-000009.hdr.sgml : 20180129 20180129110648 ACCESSION NUMBER: 0001610215-18-000009 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20180125 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Dale Scott & Co., Inc. CENTRAL INDEX KEY: 0001610215 IRS NUMBER: 943033425 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-02877 FILM NUMBER: 18553915 BUSINESS ADDRESS: STREET 1: 650 CALIFORNIA ST. STREET 2: SUITE 2050 CITY: SAN FRANCISCO STATE: CA ZIP: 94108 BUSINESS PHONE: (415) 956-1030 MAIL ADDRESS: STREET 1: 650 CALIFORNIA ST. STREET 2: SUITE 2050 CITY: SAN FRANCISCO STATE: CA ZIP: 94108 MA-I/A 1 primary_doc.xml MA-I/A 0001610215 XXXXXXXX Nicole Roberts 4159561030 nroberts@dalescott.com mekissell@dalescott.com N N Mark Joseph Farrell N 1 0001610215 Dale Scott & Co., Inc. 03-25-2013 N 867-00537 SUPERVISED 03-25-2013 650 CALIFORNIA ST. Suite 2050 SAN FRANCISCO CA 94108 LOCATED 03-25-2013 1600 ROSECRANS AVE. MEDIA CENTER 4TH FLOOR MANHATTAN BEACH CA 92066 03-2013 Dale Scott & Co., Inc. San Francisco CA 94108 Y N Senior Financial Advisor 12-2002 03-2013 Piper Jaffray Los Angeles CA 90014 Y Y Managing Director N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 01-25-2018 NICOLE ROBERTS ANALYST