0001610215-18-000004.txt : 20180129 0001610215-18-000004.hdr.sgml : 20180129 20180129110745 ACCESSION NUMBER: 0001610215-18-000004 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20180125 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Dale Scott & Co., Inc. CENTRAL INDEX KEY: 0001610215 IRS NUMBER: 943033425 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-02877 FILM NUMBER: 18553923 BUSINESS ADDRESS: STREET 1: 650 CALIFORNIA ST. STREET 2: SUITE 2050 CITY: SAN FRANCISCO STATE: CA ZIP: 94108 BUSINESS PHONE: (415) 956-1030 MAIL ADDRESS: STREET 1: 650 CALIFORNIA ST. STREET 2: SUITE 2050 CITY: SAN FRANCISCO STATE: CA ZIP: 94108 MA-I/A 1 primary_doc.xml MA-I/A 0001610215 XXXXXXXX Nicole Roberts 415-956-1030 nroberts@dalescott.com mekissell@dalescott.com N N ALEXANDER ESTIOKO DUNN N 1 0001610215 Dale Scott & Co., Inc. 08-24-2016 N 867-00537 LOCATED SUPERVISED 06-21-2017 650 CALIFORNIA ST. SUITE 2050 SAN FRANCISCO CA 94108 ALEXANDER MASON DUNN 08-2016 DALE SCOTT & CO., INC. SAN FRANCISCO CA 94108 Y N ANALYST 11-2015 08-2016 SMARTBIZ, INC. SAN FRANCISCO CA 94115 N N RELATIONSHIP MANAGER 02-2012 10-2015 FISHER INVESTMENTS SAN MATEO CA 94404 N Y INVESTMENT ADVISOR 08-2010 06-2013 SAN FRANCISCO STATE UNIVERSITY SAN FRANCISCO CA 94132 N N STUDENT 08-2006 08-2010 UNITED STATES MARINE CORPS SAN DIEGO CA 92145 N N MILITARY SERVICE - SERGEANT N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 01-25-2018 NICOLE ROBERTS ANALYST