0001610215-18-000002.txt : 20180125
0001610215-18-000002.hdr.sgml : 20180125
20180125142337
ACCESSION NUMBER: 0001610215-18-000002
CONFORMED SUBMISSION TYPE: MA-A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171231
FILED AS OF DATE: 20180117
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Dale Scott & Co., Inc.
CENTRAL INDEX KEY: 0001610215
IRS NUMBER: 943033425
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-A
SEC ACT: 1934 Act
SEC FILE NUMBER: 867-00537
FILM NUMBER: 18547911
BUSINESS ADDRESS:
STREET 1: 650 CALIFORNIA ST.
STREET 2: SUITE 2050
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94108
BUSINESS PHONE: (415) 956-1030
MAIL ADDRESS:
STREET 1: 650 CALIFORNIA ST.
STREET 2: SUITE 2050
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94108
MA-A
1
primary_doc.xml
MA-A
0001610215
XXXXXXXX
Nicole Roberts
4159561030
nroberts@dalescott.com
mekissell@dalescott.com
nroberts@dalescott.com
12-31-2017
Y
Dale Scott & Co., Inc.
94-3033425
866-00236-00
867-00537
Municipal Securities Rulemaking Board
K0586
650 California St.
Suite 2050
San Francisco
CA
94108
4159561030
4159561322
Add
1600 Rosecrans Ave.
Media Center, 4th Floor
Manhattan Beach
CA
90266
3103217872
N
650 CALIFORNIA ST.
SUITE 2050
SAN FRANCISCO
CA
94108
www.dalescott.com
MARY ELLEN
SCHMIDT
KISSELL
Controller
650 California St.
Suite 2050
San Francisco
CA
94108
4159561030
4159561322
mekissell@dalescott.com
NICOLE
TOMAS
ROBERTS
CONTACT PERSON
650 California St.
Suite 2050
San Francisco
CA
94108
4159561030
4159561322
nroberts@dalescott.com
December
CA
03-06-1987
N
10
8
0
0
0
35
Municipal Entities
0
0
0
Not Applicable
Fixed Fees
Contingent Fees
Not Applicable
Advice Insurance Of MS
Advice ME Investments
Advice On Selection
Other
From time to time, Dale Scott & Co., Inc. provides dissemination agent services, SB 1029 filing services, and pre-election advisory services for voter-approved debt.
N
0
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
Y
N
Dale
Allen
Scott
CEO, CFO, Secretary
03-06-1987
E
Y
Mary Ellen
Schmidt
Kissell
Controller, Chief Compliance Officer
04-14-2008
NA
N
Amend
Dale
Allen
Scott
CEO, CFO, Secretary
03-06-1987
E
Y
Amend
Mary Ellen
Schmidt
Kissell
Controller, Chief Compliance Officer
04-14-2008
NA
N
/Nicole Roberts/
Nicole Roberts
Analyst
01-17-2018
N
N
N
N
N
Y
Y
Y
N
N
N
N
N
N
N
N
N
N
N
N
N