0001610215-17-000003.txt : 20170711 0001610215-17-000003.hdr.sgml : 20170711 20170711152614 ACCESSION NUMBER: 0001610215-17-000003 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20170710 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Dale Scott & Co., Inc. CENTRAL INDEX KEY: 0001610215 IRS NUMBER: 943033425 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-02877 FILM NUMBER: 17959873 BUSINESS ADDRESS: STREET 1: 650 CALIFORNIA ST. STREET 2: 8TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94108 BUSINESS PHONE: (415) 956-1030 MAIL ADDRESS: STREET 1: 650 CALIFORNIA ST. STREET 2: 8TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94108 MA-I/A 1 primary_doc.xml MA-I/A 0001610215 XXXXXXXX Chase Adams 4159561030 cadams@dalescott.com mekissell@dalescott.com N N Mark Joseph Farrell N 1 0001610215 Dale Scott & Co., Inc. 03-25-2013 N 867-00537 SUPERVISED 03-25-2013 650 CALIFORNIA ST. 8TH FLOOR SAN FRANCISCO CA 94108 LOCATED 03-25-2013 1600 ROSECRANS AVE. MEDIA CENTER 4TH FLOOR MANHATTAN BEACH CA 92066 03-2013 Dale Scott & Co., Inc. San Francisco CA 94108 Y N Senior Financial Advisor 12-2002 03-2013 Piper Jaffray Los Angeles CA 90014 Y Y Managing Director N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 07-10-2017 Chase Adams Counsel