0001610215-14-000004.txt : 20140922
0001610215-14-000004.hdr.sgml : 20140922
20140922171343
ACCESSION NUMBER: 0001610215-14-000004
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20140731
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Dale Scott & Co., Inc.
CENTRAL INDEX KEY: 0001610215
IRS NUMBER: 943033425
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-02877
FILM NUMBER: 141114572
BUSINESS ADDRESS:
STREET 1: 650 CALIFORNIA ST.
STREET 2: 8TH FLOOR
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94108
BUSINESS PHONE: (415) 956-1030
MAIL ADDRESS:
STREET 1: 650 CALIFORNIA ST.
STREET 2: 8TH FLOOR
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94108
MA-I
1
primary_doc.xml
MA-I
0001610215
XXXXXXXX
Peter Leroe-Munoz
4159561030
pleroemunoz@dalescott.com
mekissell@dalescott.com
N
Mark
NMN
Farrell
N
1
0001610215
Dale Scott & Co., Inc.
03-25-2013
N
07-17-2014
0001610215
LOCATED
SUPERVISED
03-25-2013
650 CALIFORNIA ST.
8TH FLOOR
SAN FRANCISCO
CA
94108
03-2013
Dale Scott & Co., Inc.
San Francisco
CA
94108
Y
N
Senior Financial Advisor
12-2002
03-2013
Piper Jaffray
Los Angeles
CA
90014
Y
Y
Managing Director
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
07-31-2014
Peter Leroe-Munoz
In-House Counsel