0001596771-18-000037.txt : 20180329 0001596771-18-000037.hdr.sgml : 20180329 20180329161921 ACCESSION NUMBER: 0001596771-18-000037 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180327 FILED AS OF DATE: 20180329 DATE AS OF CHANGE: 20180329 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kavthekar Atul CENTRAL INDEX KEY: 0001703619 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36677 FILM NUMBER: 18723199 MAIL ADDRESS: STREET 1: 4100 S. SAGINAW STREET CITY: FLINT STATE: MI ZIP: 48507 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Diplomat Pharmacy, Inc. CENTRAL INDEX KEY: 0001610092 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-DRUG STORES AND PROPRIETARY STORES [5912] IRS NUMBER: 382063100 STATE OF INCORPORATION: MI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4100 S. SAGINAW ST. CITY: FLINT STATE: MI ZIP: 48507 BUSINESS PHONE: 888-720-4450 MAIL ADDRESS: STREET 1: 4100 S. SAGINAW ST. CITY: FLINT STATE: MI ZIP: 48507 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2018-03-27 0 0001610092 Diplomat Pharmacy, Inc. DPLO 0001703619 Kavthekar Atul 4100 S. SAGINAW STREET FLINT MI 48507 0 1 0 0 Chief Financial Officer Common Stock 2018-03-27 4 A 0 11100 0 A 13100 D Employee Stock Option to Acquire Common Stock 20.52 2018-03-27 4 A 0 26384 0 A 2028-03-27 Common Stock 26384 26384 D The restricted stock units ("RSUs") were granted in connection with the Issuer's equity incentive plan. One-third of the RSUs will vest on each of the first, second and third anniversary of the grant date. The options were granted in connection with the Issuer's equity incentive plan. One-third of the options will vest on each of the first, second and third anniversary of the grant date. /s/ Christina Flint, by Power of Attorney 2018-03-29