0001596771-16-000089.txt : 20160212 0001596771-16-000089.hdr.sgml : 20160212 20160212162916 ACCESSION NUMBER: 0001596771-16-000089 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160212 FILED AS OF DATE: 20160212 DATE AS OF CHANGE: 20160212 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Diplomat Pharmacy, Inc. CENTRAL INDEX KEY: 0001610092 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-DRUG STORES AND PROPRIETARY STORES [5912] IRS NUMBER: 382063100 STATE OF INCORPORATION: MI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4100 S. SAGINAW ST. CITY: FLINT STATE: MI ZIP: 48507 BUSINESS PHONE: 888-720-4450 MAIL ADDRESS: STREET 1: 4100 S. SAGINAW ST. CITY: FLINT STATE: MI ZIP: 48507 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kaddis Atheer A CENTRAL INDEX KEY: 0001619008 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36677 FILM NUMBER: 161419673 MAIL ADDRESS: STREET 1: 4100 S. SAGINAW STREET CITY: FLINT STATE: MI ZIP: 48507 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2016-02-12 0 0001610092 Diplomat Pharmacy, Inc. DPLO 0001619008 Kaddis Atheer A 4100 S. SAGINAW STREET FLINT MI 48507 0 1 0 0 EVP of Sales & Strategic Align Common Stock 2016-02-12 4 M 0 12325 3.07 A 12325 D Common Stock 2016-02-12 4 S 0 12325 30 D 0 D Employee Stock Option to Acquire Common Stock 3.07 2016-02-12 4 M 0 12325 0 D 2019-04-01 Common Stock 12325 369750 D The sale was effected pursuant to a 10b5-1 trading plan initially adopted by the reporting person on August 6, 2015. The plan provides for monthly sales of 12,325 shares of common stock at the market price. Shares that are not sold in a particular month will be available for sale in subsequent months under the plan. A maximum of 73,950 shares remain available for sale under the plan, which is set to expire on August 31, 2016. The options were granted on April 1, 2009. The options began to vest in annual increments of 25% of the option grant on the one-year anniversary of the grant date, to be fully vested after four years. 100% of the options originally granted are currently vested and exercisable. Jeffrey H. Kuras, Attorney-in-fact 2016-02-12