0001628280-24-016638.txt : 20240417 0001628280-24-016638.hdr.sgml : 20240417 20240417205627 ACCESSION NUMBER: 0001628280-24-016638 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240415 FILED AS OF DATE: 20240417 DATE AS OF CHANGE: 20240417 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bentley Pamela L CENTRAL INDEX KEY: 0001610089 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39716 FILM NUMBER: 24852619 MAIL ADDRESS: STREET 1: C/O THE CARLYLE GROUP STREET 2: 1001 PENNSYLVANIA AVENUE, N.W. CITY: WASHINGTON STATE: DC ZIP: 20004 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GCM Grosvenor Inc. CENTRAL INDEX KEY: 0001819796 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] ORGANIZATION NAME: 02 Finance IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 900 NORTH MICHIGAN AVENUE STREET 2: SUITE 1100 CITY: CHICAGO STATE: IL ZIP: 60611 BUSINESS PHONE: 312-506-6500 MAIL ADDRESS: STREET 1: 900 NORTH MICHIGAN AVENUE STREET 2: SUITE 1100 CITY: CHICAGO STATE: IL ZIP: 60611 4 1 wk-form4_1713401777.xml FORM 4 X0508 4 2024-04-15 0 0001819796 GCM Grosvenor Inc. GCMG 0001610089 Bentley Pamela L C/O GCM GROSVENOR INC. 900 NORTH MICHIGAN AVENUE, SUITE 1100 CHICAGO IL 60611 0 1 0 0 Chief Financial Officer 0 Class A Common Stock 2024-04-15 4 M 0 10623 A 123314 D Class A Common Stock 2024-04-15 4 D 0 8676 9.28 D 114638 D Class A Common Stock 2024-04-15 4 D 0 61687 9.28 D 52951 D Restricted Stock Units 2024-04-15 4 M 0 10623 0 D Class A Common Stock 10623 0 D Represents Restricted Stock Units ("RSUs") that were granted under the Issuer's Amended and Restated 2020 Incentive Award Plan on January 15, 2024, vested in full on April 15, 2024 and were settled in full on April 15, 2024. 1,593 shares of Class A Common Stock were withheld by the Issuer to satisfy tax withholding obligations in connection with the net settlement of vested RSUs and 7,083 RSUs were settled in cash at the option of the Issuer in an amount of equal to fair market value of the shares of Class A Common Stock underlying the RSUs on April 15, 2024. 1,947 shares of Class A Common Stock were issued in settlement of 1,947 RSUs. The shares withheld for tax withholding obligations and the cash settlement of RSUs do not constitute any open-market sale. Each RSU represents the contingent right to receive one share of Class A Common Stock of the Issuer. Represents RSUs that were granted under the Issuer's Amended and Restated 2020 Incentive Award Plan on October 2, 2023, vested in full on March 1, 2024 and were settled in full on April 15, 2024. 11,340 shares of Class A Common Stock were withheld by the Issuer to satisfy tax withholding obligations in connection with the net settlement of vested RSUs and 50,347 RSUs were settled in cash at the option of the Issuer in an amount of equal to fair market value of the shares of Class A Common Stock underlying the RSUs on April 15, 2024. 13,823 shares of Class A Common Stock were issued in settlement of 13,823 RSUs. The shares withheld for tax withholding obligations and the cash settlement of RSUs do not constitute any open-market sale. /s/ Burke Montgomery, Attorney-in-Fact 2024-04-17