0001628280-24-016638.txt : 20240417
0001628280-24-016638.hdr.sgml : 20240417
20240417205627
ACCESSION NUMBER: 0001628280-24-016638
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240415
FILED AS OF DATE: 20240417
DATE AS OF CHANGE: 20240417
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Bentley Pamela L
CENTRAL INDEX KEY: 0001610089
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39716
FILM NUMBER: 24852619
MAIL ADDRESS:
STREET 1: C/O THE CARLYLE GROUP
STREET 2: 1001 PENNSYLVANIA AVENUE, N.W.
CITY: WASHINGTON
STATE: DC
ZIP: 20004
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GCM Grosvenor Inc.
CENTRAL INDEX KEY: 0001819796
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
ORGANIZATION NAME: 02 Finance
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 900 NORTH MICHIGAN AVENUE
STREET 2: SUITE 1100
CITY: CHICAGO
STATE: IL
ZIP: 60611
BUSINESS PHONE: 312-506-6500
MAIL ADDRESS:
STREET 1: 900 NORTH MICHIGAN AVENUE
STREET 2: SUITE 1100
CITY: CHICAGO
STATE: IL
ZIP: 60611
4
1
wk-form4_1713401777.xml
FORM 4
X0508
4
2024-04-15
0
0001819796
GCM Grosvenor Inc.
GCMG
0001610089
Bentley Pamela L
C/O GCM GROSVENOR INC.
900 NORTH MICHIGAN AVENUE, SUITE 1100
CHICAGO
IL
60611
0
1
0
0
Chief Financial Officer
0
Class A Common Stock
2024-04-15
4
M
0
10623
A
123314
D
Class A Common Stock
2024-04-15
4
D
0
8676
9.28
D
114638
D
Class A Common Stock
2024-04-15
4
D
0
61687
9.28
D
52951
D
Restricted Stock Units
2024-04-15
4
M
0
10623
0
D
Class A Common Stock
10623
0
D
Represents Restricted Stock Units ("RSUs") that were granted under the Issuer's Amended and Restated 2020 Incentive Award Plan on January 15, 2024, vested in full on April 15, 2024 and were settled in full on April 15, 2024. 1,593 shares of Class A Common Stock were withheld by the Issuer to satisfy tax withholding obligations in connection with the net settlement of vested RSUs and 7,083 RSUs were settled in cash at the option of the Issuer in an amount of equal to fair market value of the shares of Class A Common Stock underlying the RSUs on April 15, 2024. 1,947 shares of Class A Common Stock were issued in settlement of 1,947 RSUs. The shares withheld for tax withholding obligations and the cash settlement of RSUs do not constitute any open-market sale.
Each RSU represents the contingent right to receive one share of Class A Common Stock of the Issuer.
Represents RSUs that were granted under the Issuer's Amended and Restated 2020 Incentive Award Plan on October 2, 2023, vested in full on March 1, 2024 and were settled in full on April 15, 2024. 11,340 shares of Class A Common Stock were withheld by the Issuer to satisfy tax withholding obligations in connection with the net settlement of vested RSUs and 50,347 RSUs were settled in cash at the option of the Issuer in an amount of equal to fair market value of the shares of Class A Common Stock underlying the RSUs on April 15, 2024. 13,823 shares of Class A Common Stock were issued in settlement of 13,823 RSUs. The shares withheld for tax withholding obligations and the cash settlement of RSUs do not constitute any open-market sale.
/s/ Burke Montgomery, Attorney-in-Fact
2024-04-17