0001610028-18-000002.txt : 20180511 0001610028-18-000002.hdr.sgml : 20180511 20180511084933 ACCESSION NUMBER: 0001610028-18-000002 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20180504 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BNY Mellon Capital Markets, LLC CENTRAL INDEX KEY: 0001610028 IRS NUMBER: 232384977 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-04354 FILM NUMBER: 18825017 BUSINESS ADDRESS: STREET 1: 101 BARCLAY STREET STREET 2: 3RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10286 BUSINESS PHONE: 212-815-3427 MAIL ADDRESS: STREET 1: 101 BARCLAY STREET STREET 2: 3RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10286 MA-I 1 primary_doc.xml MA-I 0001610028 XXXXXXXX Debbie Zulch 212-815-4857 Debbie.Zulch@bnymellon.com Debbie.Zulch@bnymellon.com N N Robert Joseph Steiner 005161094 N 1 0001610028 BNY Mellon Capital Markets, LLC 05-03-2018 N 867-01292 SUPERVISED 05-03-2018 101 BARCLAY STREET 3RD FLOOR NEW YORK NY 10286 04-2008 BNY Mellon Capital Markets, LLC Pittsburgh PA 15258 Y Y Trader N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 05-04-2018 Richard Izzo Registration Manager