0001610028-18-000002.txt : 20180511
0001610028-18-000002.hdr.sgml : 20180511
20180511084933
ACCESSION NUMBER: 0001610028-18-000002
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20180504
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: BNY Mellon Capital Markets, LLC
CENTRAL INDEX KEY: 0001610028
IRS NUMBER: 232384977
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04354
FILM NUMBER: 18825017
BUSINESS ADDRESS:
STREET 1: 101 BARCLAY STREET
STREET 2: 3RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10286
BUSINESS PHONE: 212-815-3427
MAIL ADDRESS:
STREET 1: 101 BARCLAY STREET
STREET 2: 3RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10286
MA-I
1
primary_doc.xml
MA-I
0001610028
XXXXXXXX
Debbie Zulch
212-815-4857
Debbie.Zulch@bnymellon.com
Debbie.Zulch@bnymellon.com
N
N
Robert
Joseph
Steiner
005161094
N
1
0001610028
BNY Mellon Capital Markets, LLC
05-03-2018
N
867-01292
SUPERVISED
05-03-2018
101 BARCLAY STREET
3RD FLOOR
NEW YORK
NY
10286
04-2008
BNY Mellon Capital Markets, LLC
Pittsburgh
PA
15258
Y
Y
Trader
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
05-04-2018
Richard Izzo
Registration Manager