0001610028-17-000009.txt : 20170908
0001610028-17-000009.hdr.sgml : 20170908
20170908171007
ACCESSION NUMBER: 0001610028-17-000009
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20170908
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: BNY Mellon Capital Markets, LLC
CENTRAL INDEX KEY: 0001610028
IRS NUMBER: 232384977
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04354
FILM NUMBER: 171077238
BUSINESS ADDRESS:
STREET 1: 101 BARCLAY STREET, 3RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10286
BUSINESS PHONE: 212-635-6203
MAIL ADDRESS:
STREET 1: 101 BARCLAY STREET, 3RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10286
MA-I
1
primary_doc.xml
MA-I
0001610028
XXXXXXXX
Debbie Zulch
212-815-4857
Debbie.Zulch@bnymellon.com
Debbie.Zulch@bnymellon.com
N
N
James
Griffin
Niederhauser
002709226
N
1
0001610028
BNY Mellon Capital Markets, LLC
04-30-2008
N
867-01292
SUPERVISED
04-30-2008
101 BARCLAY STREET, 3RD FLOOR
NEW YORK
NY
10286
LOCATED
04-30-2008
20 Court Street
Suite 202
Freehold
NJ
07728
04-2008
BNY Mellon Capital Markets, LLC
New York
NY
10286
Y
Y
Associate
10-2000
04-2008
BNY Capital Markets Inc.
New York
NY
10005
N
Y
Rep
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
09-08-2017
Richard Izzo
Director, BNY Mellon Compliance