0001610028-17-000009.txt : 20170908 0001610028-17-000009.hdr.sgml : 20170908 20170908171007 ACCESSION NUMBER: 0001610028-17-000009 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20170908 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BNY Mellon Capital Markets, LLC CENTRAL INDEX KEY: 0001610028 IRS NUMBER: 232384977 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-04354 FILM NUMBER: 171077238 BUSINESS ADDRESS: STREET 1: 101 BARCLAY STREET, 3RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10286 BUSINESS PHONE: 212-635-6203 MAIL ADDRESS: STREET 1: 101 BARCLAY STREET, 3RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10286 MA-I 1 primary_doc.xml MA-I 0001610028 XXXXXXXX Debbie Zulch 212-815-4857 Debbie.Zulch@bnymellon.com Debbie.Zulch@bnymellon.com N N James Griffin Niederhauser 002709226 N 1 0001610028 BNY Mellon Capital Markets, LLC 04-30-2008 N 867-01292 SUPERVISED 04-30-2008 101 BARCLAY STREET, 3RD FLOOR NEW YORK NY 10286 LOCATED 04-30-2008 20 Court Street Suite 202 Freehold NJ 07728 04-2008 BNY Mellon Capital Markets, LLC New York NY 10286 Y Y Associate 10-2000 04-2008 BNY Capital Markets Inc. New York NY 10005 N Y Rep N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 09-08-2017 Richard Izzo Director, BNY Mellon Compliance