0001610028-17-000004.txt : 20170504
0001610028-17-000004.hdr.sgml : 20170504
20170504192612
ACCESSION NUMBER: 0001610028-17-000004
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20170504
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: BNY Mellon Capital Markets, LLC
CENTRAL INDEX KEY: 0001610028
IRS NUMBER: 232384977
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04354
FILM NUMBER: 17815771
BUSINESS ADDRESS:
STREET 1: 101 BARCLAY STREET, 3RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10286
BUSINESS PHONE: 212-635-6203
MAIL ADDRESS:
STREET 1: 101 BARCLAY STREET, 3RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10286
MA-I
1
primary_doc.xml
MA-I
0001610028
XXXXXXXX
Debbie Zulch
212-815-4857
Debbie.Zulch@bnymellon.com
Debbie.Zulch@bnymellon.com
Richard.Izzo@bnymellon.com
N
N
Christopher
John
Monaco
002139188
N
1
0001610028
BNY Mellon Capital Markets, LLC
03-01-2017
N
867-01292
LOCATED
03-01-2017
101 BARCLAY STREET, 3RD FLOOR
NEW YORK
NY
10286
02-2013
BNY Mellon Capital Markets, LLC
New York
NY
10286
Y
Y
Associate
04-2012
02-2013
SEATTLE-NORTHWEST SECURITIES CORP.
New York
NY
10018
N
Y
VP
11-2011
04-2012
UNEMPLOYED
Ramsey
NJ
07446
N
N
UNEMPLOYED
12-2008
11-2011
RBS Securities Inc.
Stamford
CT
06901
N
Y
Sales
01-2006
12-2008
LaSalle Financial Services
New York
NY
10055
N
Y
Director/Sales
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
05-04-2017
Richard Izzo
Director