0001610028-17-000004.txt : 20170504 0001610028-17-000004.hdr.sgml : 20170504 20170504192612 ACCESSION NUMBER: 0001610028-17-000004 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20170504 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BNY Mellon Capital Markets, LLC CENTRAL INDEX KEY: 0001610028 IRS NUMBER: 232384977 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-04354 FILM NUMBER: 17815771 BUSINESS ADDRESS: STREET 1: 101 BARCLAY STREET, 3RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10286 BUSINESS PHONE: 212-635-6203 MAIL ADDRESS: STREET 1: 101 BARCLAY STREET, 3RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10286 MA-I 1 primary_doc.xml MA-I 0001610028 XXXXXXXX Debbie Zulch 212-815-4857 Debbie.Zulch@bnymellon.com Debbie.Zulch@bnymellon.com Richard.Izzo@bnymellon.com N N Christopher John Monaco 002139188 N 1 0001610028 BNY Mellon Capital Markets, LLC 03-01-2017 N 867-01292 LOCATED 03-01-2017 101 BARCLAY STREET, 3RD FLOOR NEW YORK NY 10286 02-2013 BNY Mellon Capital Markets, LLC New York NY 10286 Y Y Associate 04-2012 02-2013 SEATTLE-NORTHWEST SECURITIES CORP. New York NY 10018 N Y VP 11-2011 04-2012 UNEMPLOYED Ramsey NJ 07446 N N UNEMPLOYED 12-2008 11-2011 RBS Securities Inc. Stamford CT 06901 N Y Sales 01-2006 12-2008 LaSalle Financial Services New York NY 10055 N Y Director/Sales N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 05-04-2017 Richard Izzo Director